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PENGROWTH ENERGY CORP
PENGROWTH ENERGY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 137 Institutional holders with a total value of $112,356,221.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Windsor Capital Management, LLC 63 0 0.00%
2 FIFTH THIRD BANCORP 11 0 0.00%
3 Ironwood Financial, llc 377 0 0.00%
4 Regal Investment Advisors LLC 1,000 0 0.00%
5 INTEGRATED WEALTH MANAGEMENT 368 0 0.00%
6 BARCLAYS PLC 28,030 0 0.00%
7 JNBA Financial Advisors 200 0 0.00%
8 BARCLAYS PLC 1,500 0 0.00% Put
9 Allworth Financial LP 250 0 0.00%
10 BlackRock Institutional Trust Company, N.A. 6 0 0.00%
11 BARCLAYS PLC 21,900 0 0.00% Call
12 LS Investment Advisors, LLC 160 0 0.00%
13 Advisory Services Network, LLC 1,500 1,000 0.00%
14 Evercore Wealth Management, LLC 1,500 1,000 0.00%
15 Focused Wealth Management, Inc 1,121 1,000 0.00%
16 Transamerica Financial Advisors, LLC 1,000 1,000 0.00%
17 Avior Wealth Management, LLC 860 1,000 0.00%
18 Donald L. Hagan, LLC 1,000 1,000 0.00%
19 MACROVIEW INVESTMENT MANAGEMENT LLC 1,144 1,000 0.00%
20 U S GLOBAL INVESTORS INC 2,400 2,000 0.00%
21 GOLDMAN SACHS GROUP INC 3,000 3,000 0.00% Call
22 EDMOND DE ROTHSCHILD HOLDING S.A. 3,450 3,000 0.00%
23 WOLVERINE ASSET MANAGEMENT LLC 3,154 3,000 0.00%
24 NEXT Financial Group, Inc 5,000 4,000 0.00%
25 FIRST MANHATTAN CO. LLC. 5,000 4,000 0.00%
26 WOLVERINE ASSET MANAGEMENT LLC 40 4,000 0.00% Put
27 DEUTSCHE BANK AG\ 6,556 5,000 0.00%
28 MassMutual Private Wealth & Trust, FSB 1,080 5,616 0.00%
29 MSI Financial Services Inc 7,108 6,000 0.01%
30 BANK OF NOVA SCOTIA TRUST CO 6,590 6,000 0.01%
31 Zurcher Kantonalbank (Zurich Cantonalbank) 7,429 6,000 0.01%
32 CREDIT AGRICOLE S A 8,287 7,000 0.01%
33 PNC FINANCIAL SERVICES GROUP, INC. 7,660 7,000 0.01%
34 Sunbelt Securities, Inc. 9,750 8,385 0.01%
35 AGRAN LIBBIE 10,000 9,000 0.01%
36 SCHAFER CULLEN CAPITAL MANAGEMENT INC 10,260 9,000 0.01%
37 ALLIANCEBERNSTEIN L.P. 10,438 9,000 0.01%
38 CITY NATIONAL BANK 11,000 9,000 0.01%
39 Spot Trading L.L.C 10,000 9,000 0.01% Call
40 K.J. Harrison & Partners Inc 11,649 10,000 0.01%
41 Stratos Wealth Partners, LTD. 11,400 10,000 0.01%
42 FDx Advisors, Inc. 11,884 10,220 0.01%
43 Timber Hill LLC 13,182 11,000 0.01%
44 Fisher Asset Management, LLC 12,446 11,000 0.01%
45 Fiera Capital Corp 14,160 12,000 0.01%
46 PINNACLE ASSOCIATES LTD 15,445 13,000 0.01%
47 TORONTO DOMINION BANK 15,100 13,000 0.01% Call
48 J.P. Turner & Co Capital Mnagement, LLC 17,276 15,000 0.01%
49 FAS Wealth Partners, Inc. 20,200 17,000 0.02%
50 Tower Research Capital LLC (TRC) 21,616 18,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.