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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 131 Institutional holders with a total value of $128,100,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LETKO, BROSSEAU & ASSOCIATES INC 39,749,676 52,097,000 40.67%
2 VANGUARD GROUP INC 8,290,141 10,859,000 8.48%
3 Connor, Clark & Lunn Investment Management Ltd. 5,307,812 6,976,000 5.45%
4 CANADA PENSION PLAN INVESTMENT BOARD 4,580,175 6,020,000 4.70%
5 ROYAL BANK OF CANADA 4,222,056 5,531,000 4.32%
6 MORGAN STANLEY 4,083,538 5,350,000 4.18%
7 ROYCE & ASSOCIATES LP 3,790,900 4,966,000 3.88%
8 NORGES BANK 3,299,661 4,337,000 3.39%
9 Cetera Advisors LLC 3,231,497 4,217,000 3.29%
10 GRACE & WHITE INC /NY 2,803,507 3,673,000 2.87%
11 AGF INVESTMENTS INC. 1,827,216 2,389,000 1.86%
12 Legal & General Group Plc 1,408,624 1,838,000 1.43%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,369,427 1,602,000 1.25%
14 Swiss National Bank 895,600 1,140,000 0.89%
15 PineBridge Investments, L.P. 648,046 1,102,000 0.86%
16 Spark Investment Management LLC 841,000 1,099,000 0.86%
17 LMR Partners LLP 814,490 1,065,000 0.83%
18 BANK OF AMERICA CORP /DE/ 772,214 1,012,000 0.79%
19 CREDIT SUISSE AG/ 698,857 916,000 0.72%
20 BANK OF MONTREAL /CAN/ 697,838 914,000 0.71%
21 GOLDMAN SACHS GROUP INC 666,911 873,000 0.68%
22 UBS Group AG 478,208 626,000 0.49%
23 SCOTIA CAPITAL INC. 399,385 523,000 0.41%
24 Invesco Ltd. 386,508 507,000 0.40%
25 Diversified Investment Strategies, LLC 379,500 497,000 0.39%
26 D. E. Shaw & Co., Inc. 374,342 490,000 0.38%
27 PARAMETRIC PORTFOLIO ASSOCIATES LLC 367,360 481,000 0.38%
28 US BANCORP \DE\ 350,799 460,000 0.36%
29 DEUTSCHE BANK AG\ 323,964 423,000 0.33%
30 Paloma Partners Management Co 293,003 383,000 0.30%
31 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 270,215 355,000 0.28%
32 RENAISSANCE TECHNOLOGIES LLC 256,218 336,000 0.26%
33 CITADEL ADVISORS LLC 218,934 287,000 0.22%
34 CIBC WORLD MARKET INC. 193,304 253,000 0.20%
35 GEODE CAPITAL MANAGEMENT, LLC 188,573 247,000 0.19%
36 Grantham, Mayo, Van Otterloo & Co. LLC 175,100 230,000 0.18%
37 TD ASSET MANAGEMENT INC 166,000 218,000 0.17%
38 Capital Investment Advisors, LLC 160,355 210,000 0.16%
39 BANK OF NOVA SCOTIA 149,571 196,000 0.15%
40 J.P. Morgan Private Wealth Advisors LLC 142,800 188,000 0.15%
41 Raymond James Financial Services Advisors, Inc. 139,501 183,000 0.14%
42 SHEAFF BROCK INVESTMENT ADVISORS, LLC 137,600 180,000 0.14%
43 ALBERT D MASON INC 131,894 173,000 0.14%
44 Creative Planning 127,321 167,000 0.13%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 100,431 132,000 0.10%
46 Virtu KCG Holdings LLC 90,660 119,000 0.09%
47 Spot Trading L.L.C 87,800 115,000 0.09% Call
48 AQR CAPITAL MANAGEMENT LLC 82,313 108,000 0.08%
49 Leisure Capital Management 74,312 97,000 0.08%
50 SHELL ASSET MANAGEMENT CO 56,500 96,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.