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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 133 Institutional holders with a total value of $136,566,341.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LETKO, BROSSEAU & ASSOCIATES INC 41,787,121 60,065,000 43.98%
2 VANGUARD GROUP INC 9,864,131 14,007,000 10.26%
3 ROYCE & ASSOCIATES LP 4,539,400 6,446,000 4.72%
4 CANADA PENSION PLAN INVESTMENT BOARD 4,367,875 6,286,000 4.60%
5 Connor, Clark & Lunn Investment Management Ltd. 4,027,553 5,796,000 4.24%
6 MORGAN STANLEY 3,744,106 5,316,000 3.89%
7 ROYAL BANK OF CANADA 3,278,990 4,656,000 3.41%
8 GRACE & WHITE INC /NY 2,714,534 3,855,000 2.82%
9 Cetera Advisors LLC 2,523,090 3,544,000 2.60%
10 BANK OF MONTREAL /CAN/ 1,592,060 2,420,000 1.77%
11 CIBC WORLD MARKET INC. 1,662,454 2,361,000 1.73%
12 SCHRODER INVESTMENT MANAGEMENT GROUP 1,062,100 2,050,000 1.50%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,369,527 1,945,000 1.42%
14 Legal & General Group Plc 1,341,244 1,933,000 1.42%
15 Swiss National Bank 899,900 1,292,000 0.95%
16 SCOTIA CAPITAL INC. 784,117 1,127,000 0.83%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 660,232 938,000 0.69%
18 UBS Group AG 526,660 748,000 0.55%
19 CREDIT SUISSE AG/ 487,570 692,000 0.51%
20 BANK OF NOVA SCOTIA 480,754 691,000 0.51%
21 DEUTSCHE BANK AG\ 413,761 587,000 0.43%
22 ACADIAN ASSET MANAGEMENT LLC 383,700 552,000 0.40%
23 Diversified Investment Strategies, LLC 374,225 531,000 0.39%
24 WELLINGTON MANAGEMENT GROUP LLP 321,487 463,000 0.34%
25 US BANCORP \DE\ 292,157 415,000 0.30%
26 BARCLAYS PLC 290,600 413,000 0.30%
27 GOLDMAN SACHS GROUP INC 290,604 413,000 0.30%
28 Virtu KCG Holdings LLC 284,138 405,000 0.30%
29 Cubist Systematic Strategies, LLC 279,674 402,000 0.29%
30 Invesco Ltd. 278,343 395,000 0.29%
31 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 230,457 332,000 0.24%
32 NORGES BANK 206,350 297,000 0.22%
33 D. E. Shaw & Co., Inc. 205,400 295,000 0.22%
34 Leisure Capital Management 194,554 276,000 0.20%
35 JANE STREET GROUP, LLC 188,365 267,000 0.20%
36 TD ASSET MANAGEMENT INC 158,965 229,000 0.17%
37 BANK OF AMERICA CORP /DE/ 149,585 213,000 0.16%
38 Creative Planning 140,613 200,000 0.15%
39 Polaris Wealth Advisory Group, LLC 139,233 198,000 0.14%
40 SHEAFF BROCK INVESTMENT ADVISORS, LLC 134,333 191,000 0.14%
41 Capital Investment Advisors, LLC 134,660 191,000 0.14%
42 CITADEL ADVISORS LLC 116,203 165,000 0.12%
43 BRANDES INVESTMENT PARTNERS, LP 93,000 132,000 0.10%
44 AGF INVESTMENTS INC. 88,112 127,000 0.09%
45 MILLENNIUM MANAGEMENT LLC 84,414 120,000 0.09%
46 SHELL ASSET MANAGEMENT CO 61,100 118,000 0.09%
47 TWO SIGMA INVESTMENTS, LP 78,517 111,000 0.08%
48 ALBERT D MASON INC 66,959 95,000 0.07%
49 GUARDIAN CAPITAL ADVISORS LP 48,655 92,000 0.07%
50 QCM Cayman, Ltd. 61,400 88,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.