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PENNANTPARK FLOATING RATE CA
PENNANTPARK FLOATING RATE CA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 74 Institutional holders with a total value of $89,774,692.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BANK OF AMERICA CORP /DE/ 11,969 149,000 0.17%
52 CIBC WORLD MARKET INC. 11,627 144,000 0.16%
53 VSR Financial Services, Inc. 11,395 141,000 0.16%
54 ROYAL BANK OF CANADA 11,252 140,000 0.16%
55 ENVESTNET ASSET MANAGEMENT INC 8,973 111,000 0.12%
56 ADVISOR GROUP, INC. 8,742 107,000 0.12%
57 WOLVERINE TRADING LP /BD 72 89,856 0.10% Call
58 GENEOS WEALTH MANAGEMENT INC. 6,200 77,000 0.09%
59 JBF Capital, Inc. 6,245 77,000 0.09%
60 Creative Planning 5,939 74,000 0.08%
61 WOLVERINE TRADING LP /BD 50 62,400 0.07% Put
62 Edge Wealth Management LLC 2,000 25,000 0.03% SH
63 SPHINX TRADING, LP 1,700 21,000 0.02%
64 BlackRock Investment Management, LLC 1,500 19,000 0.02%
65 WOLVERINE TRADING LP /BD 1,317 16,436 0.02%
66 BANK OF MONTREAL /CAN/ 1,003 12,000 0.01%
67 Tower Research Capital LLC (TRC) 796 10,000 0.01%
68 Focused Wealth Management, Inc 750 9,000 0.01%
69 BROWN BROTHERS HARRIMAN & CO 640 8,000 0.01%
70 ATWOOD & PALMER INC 640 8,000 0.01%
71 PENSERRA CAPITAL MANAGEMENT LLC 281 3,000 0.00%
72 Plante Moran Financial Advisors, LLC 130 2,000 0.00%
73 KRILOGY FINANCIAL LLC 96 1,000 0.00%
74 CUTLER GROUP LLC / CA 1,200 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.