Dark
Light
System
Security
PENNANTPARK INVT CORP
PENNANTPARK INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 146 Institutional holders with a total value of $296,314,311.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 J.P. Morgan Private Wealth Advisors LLC 15,000 172,000 0.06%
102 Airain ltd 14,791 170,000 0.06%
103 KEMPNER CAPITAL MANAGEMENT INC. 14,600 167,000 0.06%
104 PEAK6 Group LLC 14,100 162,000 0.05% Put
105 NORTHERN CAPITAL MANAGEMENT LLC 14,008 161,000 0.05%
106 RHUMBLINE ADVISERS 13,945 160,000 0.05%
107 WESTPORT RESOURCES MANAGEMENT INC 12,581 144,000 0.05%
108 PRELUDE CAPITAL MANAGEMENT, LLC 12,500 143,000 0.05%
109 Aperio Group, LLC 11,715 134,000 0.05%
110 Evercore Wealth Management, LLC 11,500 132,000 0.04%
111 Rotella Capital Management, Inc. 11,343 130,000 0.04%
112 Cetera Advisors LLC 11,194 130,000 0.04%
113 WEDBUSH SECURITIES INC 10,799 124,000 0.04%
114 TEACHERS ADVISORS, LLC 10,500 120,000 0.04%
115 Numeric Investors LLC 10,100 116,000 0.04%
116 D.A. DAVIDSON & CO. 9,982 114,000 0.04%
117 PEAK6 Group LLC 9,000 103,000 0.03% Call
118 AXA S.A. 8,200 94,000 0.03%
119 FineMark National Bank & Trust 5,100 58,000 0.02%
120 AMERIPRISE FINANCIAL INC 4,862 56,000 0.02%
121 BESSEMER GROUP INC 4,000 46,000 0.02%
122 FIRST MANHATTAN CO. LLC. 3,000 34,000 0.01%
123 BOSTON PRIVATE BANK & TRUST CO 2,500 29,000 0.01%
124 Financial Architects, Inc 2,500 29,000 0.01%
125 B. Riley Wealth Management, Inc. 2,127 24,000 0.01%
126 Creative Planning 2,053 24,000 0.01%
127 CENTRAL TRUST Co 2,000 23,000 0.01%
128 HOWE & RUSLING INC 2,000 23,000 0.01%
129 PEAK6 Group LLC 1,943 22,000 0.01%
130 BANK OF MONTREAL /CAN/ 1,660 19,000 0.01%
131 Winslow, Evans & Crocker, Inc. 1,500 17,190 0.01%
132 PRENTISS SMITH & CO INC 1,300 15,000 0.01%
133 Highlander Capital Management, LLC 1,250 14,325 0.00%
134 BOKF, NA 1,126 13,000 0.00%
135 FIFTH THIRD BANCORP 1,000 11,000 0.00%
136 OLD SECOND NATIONAL BANK OF AURORA 1,000 11,000 0.00%
137 Vantage Investment Advisors, LLC 1,000 11,000 0.00%
138 SUMMIT SECURITIES GROUP LLC 500 6,000 0.00%
139 Gary Goldberg Planning Services Inc 500 6,000 0.00%
140 Winch Advisory Services, LLC 500 6,000 0.00%
141 WFG Advisors, LP 289 3,000 0.00%
142 Tower Research Capital LLC (TRC) 119 1,000 0.00%
143 GLENMEDE TRUST CO NA 131 1,000 0.00%
144 PIEDMONT INVESTMENT ADVISORS INC 47 538 0.00%
145 SEI TRUST CO 0 0 0.00%
146 PNC FINANCIAL SERVICES GROUP, INC. 30 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.