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UBS AG LONDON BRH
UBS AG LONDON BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 4 Institutional holders with a total value of $907,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 58,800 649,000 71.55%
2 Cetera Advisor Networks LLC 23,200 256,000 28.22%
3 Creative Planning 200 2,000 0.22%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.