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PHOENIX COS INC NEW COM NEW
PHOENIX COS INC NEW COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 79 Institutional holders with a total value of $193,003,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 534,445 27,658,000 14.33%
2 Toscafund Asset Management LLP 353,153 18,276,000 9.47%
3 DIMENSIONAL FUND ADVISORS LP 353,073 18,271,000 9.47%
4 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 294,095 15,219,000 7.89%
5 HARBINGER HOLDINGS, LLC 229,837 11,894,000 6.16%
6 VANGUARD GROUP INC 187,496 9,703,000 5.03%
7 BlackRock Institutional Trust Company, N.A. 174,003 9,005,000 4.67%
8 BlackRock Fund Advisors 161,372 8,351,000 4.33%
9 Standard General L.P. 141,625 7,329,000 3.80%
10 KENNEDY CAPITAL MANAGEMENT LLC 135,336 7,004,000 3.63%
11 GRACE & WHITE INC /NY 116,486 6,028,000 3.12%
12 RBF Capital, LLC 111,157 5,752,000 2.98%
13 Talkot Capital, LLC 109,879 5,686,000 2.95%
14 STATE STREET CORP 101,608 5,260,000 2.73%
15 NORTHERN TRUST CORP 72,636 3,758,000 1.95%
16 ACADIAN ASSET MANAGEMENT LLC 65,281 3,374,000 1.75%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 59,705 2,821,000 1.46%
18 Adirondack Research & Management Inc. 48,759 2,523,000 1.31%
19 UBS AG 44,273 2,291,000 1.19%
20 Invesco Ltd. 33,319 1,724,000 0.89%
21 Bank of New York Mellon Corp 31,813 1,647,000 0.85%
22 GEODE CAPITAL MANAGEMENT, LLC 31,073 1,608,000 0.83%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 27,547 1,426,000 0.74%
24 Sterling Capital Management LLC 24,576 1,272,000 0.66%
25 D. E. Shaw & Co., Inc. 21,075 1,091,000 0.57%
26 BlackRock Investment Management, LLC 19,801 1,025,000 0.53%
27 LSV ASSET MANAGEMENT 16,395 848,000 0.44%
28 COMMONWEALTH BANK OF AUSTRALIA 15,662 811,000 0.42%
29 Connor, Clark & Lunn Investment Management Ltd. 13,120 749,000 0.39%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,200 735,000 0.38%
31 CITIGROUP INC 11,864 614,000 0.32%
32 US BANCORP \DE\ 10,720 555,000 0.29%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,596 548,000 0.28%
34 TWO SIGMA ADVISERS, LP 10,481 543,000 0.28%
35 MORGAN STANLEY 10,301 533,000 0.28%
36 TEACHERS ADVISORS, LLC 9,552 494,000 0.26%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 8,265 428,000 0.22%
38 BARCLAYS PLC 7,837 399,000 0.21%
39 RHUMBLINE ADVISERS 7,364 381,000 0.20%
40 ALLIANCEBERNSTEIN L.P. 6,601 342,000 0.18%
41 VOYA INVESTMENT MANAGEMENT LLC 6,493 336,000 0.17%
42 AMERIPRISE FINANCIAL INC 5,966 309,000 0.16%
43 LOS ANGELES CAPITAL MANAGEMENT LLC 5,872 304,000 0.16%
44 ProShare Advisors LLC 5,864 303,000 0.16%
45 ALPINE WOODS CAPITAL INVESTORS, LLC 5,700 295,000 0.15%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 5,623 291,000 0.15%
47 Nationwide Fund Advisors 5,399 279,000 0.14%
48 CREDIT SUISSE AG/ 5,223 270,000 0.14%
49 METROPOLITAN LIFE INSURANCE CO/NY 5,208 270,000 0.14%
50 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 4,972 257,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.