Dark
Light
System
Security
PHOENIX COS INC NEW COM NEW
PHOENIX COS INC NEW COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 80 Institutional holders with a total value of $212,530,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 511,139 28,654,000 13.48%
2 DIMENSIONAL FUND ADVISORS LP 339,434 19,029,000 8.95%
3 Toscafund Asset Management LLP 318,799 17,872,000 8.41%
4 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 294,095 16,487,000 7.76%
5 Bruce & Co., Inc. 235,352 13,193,000 6.21%
6 HARBINGER HOLDINGS, LLC 229,837 12,885,000 6.06%
7 Standard General L.P. 213,964 11,995,000 5.64%
8 VANGUARD GROUP INC 190,501 10,679,000 5.02%
9 KENNEDY CAPITAL MANAGEMENT LLC 178,946 10,032,000 4.72%
10 BlackRock Institutional Trust Company, N.A. 168,605 9,452,000 4.45%
11 BlackRock Fund Advisors 133,962 7,510,000 3.53%
12 GRACE & WHITE INC /NY 131,179 7,354,000 3.46%
13 RBF Capital, LLC 111,157 6,231,000 2.93%
14 STATE STREET CORP 93,758 5,254,000 2.47%
15 NORTHERN TRUST CORP 62,298 3,493,000 1.64%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 61,505 3,448,000 1.62%
17 Adirondack Research & Management Inc. 57,508 3,224,000 1.52%
18 UBS AG 42,564 2,387,000 1.12%
19 Invesco Ltd. 34,922 1,958,000 0.92%
20 GEODE CAPITAL MANAGEMENT, LLC 31,504 1,766,000 0.83%
21 Bank of New York Mellon Corp 31,407 1,762,000 0.83%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 25,927 1,453,000 0.68%
23 ACADIAN ASSET MANAGEMENT LLC 20,242 1,135,000 0.53%
24 D. E. Shaw & Co., Inc. 20,151 1,130,000 0.53%
25 BlackRock Investment Management, LLC 18,852 1,057,000 0.50%
26 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,200 796,000 0.37%
27 LSV ASSET MANAGEMENT 14,035 786,000 0.37%
28 CITIGROUP INC 11,632 653,000 0.31%
29 TWO SIGMA ADVISERS, LP 11,456 642,000 0.30%
30 US BANCORP \DE\ 10,720 601,000 0.28%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,556 592,000 0.28%
32 Connor, Clark & Lunn Investment Management Ltd. 9,820 551,000 0.26%
33 CREDIT SUISSE AG/ 9,554 535,000 0.25%
34 COMMONWEALTH BANK OF AUSTRALIA 9,378 526,000 0.25%
35 TWO SIGMA INVESTMENTS, LP 8,430 473,000 0.22%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 8,265 464,000 0.22%
37 TEACHERS ADVISORS, LLC 7,390 414,000 0.19%
38 RHUMBLINE ADVISERS 7,242 406,000 0.19%
39 MORGAN STANLEY 6,166 346,000 0.16%
40 MENTA CAPITAL LLC 6,105 342,000 0.16%
41 AMERIPRISE FINANCIAL INC 6,066 340,000 0.16%
42 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 6,000 336,000 0.16%
43 ALPINE WOODS CAPITAL INVESTORS, LLC 5,700 320,000 0.15%
44 Nationwide Fund Advisors 5,245 294,000 0.14%
45 METROPOLITAN LIFE INSURANCE CO/NY 5,206 292,000 0.14%
46 VOYA INVESTMENT MANAGEMENT LLC 5,160 289,000 0.14%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,000 280,000 0.13%
48 PRELUDE CAPITAL MANAGEMENT, LLC 4,800 269,000 0.13%
49 BNP PARIBAS FINANCIAL MARKETS 4,663 261,408 0.12%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,908 219,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.