Dark
Light
System
Security
PHOENIX COS INC NEW COM NEW
PHOENIX COS INC NEW COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 80 Institutional holders with a total value of $212,530,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 5 0 0.00%
2 OLD SECOND NATIONAL BANK OF AURORA 5 0 0.00%
3 SYNOVUS FINANCIAL CORP 1 0 0.00%
4 Gary Goldberg Planning Services Inc 5 0 0.00%
5 NEXT Financial Group, Inc 13 1,000 0.00%
6 FIRST FINANCIAL CORP /IN/ 10 1,000 0.00%
7 Riggs Asset Managment Co. Inc. 25 1,000 0.00%
8 D'Orazio & Associates, Inc. 22 1,000 0.00%
9 WFG Advisors, LP 20 1,000 0.00%
10 Creative Planning 67 4,000 0.00%
11 ENTERPRISE FINANCIAL SERVICES CORP 94 5,000 0.00%
12 PNC FINANCIAL SERVICES GROUP, INC. 81 5,000 0.00%
13 FIFTH THIRD BANCORP 132 7,000 0.00%
14 BlackRock Finance, Inc. 186 10,000 0.00%
15 ROYAL BANK OF CANADA 372 20,000 0.01%
16 Ground Swell Capital, LLC 514 29,000 0.01%
17 Tower Research Capital LLC (TRC) 633 35,000 0.02%
18 FEDERATED HERMES, INC. 672 38,000 0.02%
19 DEUTSCHE BANK AG\ 863 48,000 0.02%
20 Legal & General Group Plc 1,122 63,000 0.03%
21 BANK OF AMERICA CORP /DE/ 1,287 72,000 0.03%
22 WELLS FARGO & COMPANY/MN 1,373 77,000 0.04%
23 BLACKROCK ADVISORS LLC 3,420 192,000 0.09%
24 BARCLAYS PLC 3,531 197,000 0.09%
25 ALLIANCEBERNSTEIN L.P. 3,540 198,000 0.09%
26 SMITH, MOORE & CO. 3,658 205,000 0.10%
27 AMERICAN INTERNATIONAL GROUP, INC. 3,731 209,160 0.10%
28 AQR CAPITAL MANAGEMENT LLC 3,757 211,000 0.10%
29 GOLDMAN SACHS GROUP INC 3,841 215,000 0.10%
30 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 3,883 218,000 0.10%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,908 219,000 0.10%
32 BNP PARIBAS FINANCIAL MARKETS 4,663 261,408 0.12%
33 PRELUDE CAPITAL MANAGEMENT, LLC 4,800 269,000 0.13%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,000 280,000 0.13%
35 VOYA INVESTMENT MANAGEMENT LLC 5,160 289,000 0.14%
36 METROPOLITAN LIFE INSURANCE CO/NY 5,206 292,000 0.14%
37 Nationwide Fund Advisors 5,245 294,000 0.14%
38 ALPINE WOODS CAPITAL INVESTORS, LLC 5,700 320,000 0.15%
39 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 6,000 336,000 0.16%
40 AMERIPRISE FINANCIAL INC 6,066 340,000 0.16%
41 MENTA CAPITAL LLC 6,105 342,000 0.16%
42 MORGAN STANLEY 6,166 346,000 0.16%
43 RHUMBLINE ADVISERS 7,242 406,000 0.19%
44 TEACHERS ADVISORS, LLC 7,390 414,000 0.19%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 8,265 464,000 0.22%
46 TWO SIGMA INVESTMENTS, LP 8,430 473,000 0.22%
47 COMMONWEALTH BANK OF AUSTRALIA 9,378 526,000 0.25%
48 CREDIT SUISSE AG/ 9,554 535,000 0.25%
49 Connor, Clark & Lunn Investment Management Ltd. 9,820 551,000 0.26%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,556 592,000 0.28%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.