| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 982,970 | 31,022,000 | 13.66% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 748,501 | 23,623,000 | 10.40% | ||
| 3 | Horizon Kinetics LLC | 606,576 | 19,144,000 | 8.43% | ||
| 4 | UBS AG | 556,647 | 17,568,000 | 7.73% | ||
| 5 | COHEN & STEERS, INC. | 486,091 | 15,341,000 | 6.75% | ||
| 6 | BESSEMER GROUP INC | 455,281 | 14,369,000 | 6.33% | ||
| 7 | BB&T SECURITIES, LLC | 39,216 | 12,376,000 | 5.45% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 367,716 | 11,606,000 | 5.11% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 299,561 | 9,454,000 | 4.16% | ||
| 10 | ROYAL BANK OF CANADA | 289,870 | 9,149,000 | 4.03% | ||
| 11 | BARCLAYS PLC | 215,774 | 6,693,000 | 2.95% | ||
| 12 | LPL Financial LLC | 179,646 | 5,707,000 | 2.51% | ||
| 13 | Hilton Capital Management, LLC | 147,035 | 4,640,000 | 2.04% | PRN | |
| 14 | Invesco Ltd. | 131,089 | 4,137,000 | 1.82% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 124,510 | 3,930,000 | 1.73% | ||
| 16 | MAD RIVER INVESTORS | 114,950 | 3,628,000 | 1.60% | ||
| 17 | WELLS FARGO & COMPANY/MN | 95,374 | 3,010,000 | 1.33% | ||
| 18 | TD Ameritrade Trust Co | 68,300 | 2,156,000 | 0.95% | ||
| 19 | Apriem Advisors | 62,960 | 1,987,000 | 0.87% | ||
| 20 | Capital Investment Advisors, LLC | 61,215 | 1,932,000 | 0.85% | ||
| 21 | OPPENHEIMER & CO INC | 55,634 | 1,756,000 | 0.77% | ||
| 22 | Robert W. Baird & Co. Inc | 52,631 | 1,661,000 | 0.73% | SH | |
| 23 | Commonwealth Equity Services, Inc | 52,145 | 1,646,000 | 0.72% | ||
| 24 | CIBC WORLD MARKET INC. | 49,431 | 1,560,000 | 0.69% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 48,736 | 1,538,000 | 0.68% | ||
| 26 | DOLIVER ADVISORS, LP | 43,140 | 1,361,000 | 0.60% | ||
| 27 | Virtu KCG Holdings LLC | 39,500 | 1,247,000 | 0.55% | ||
| 28 | Advisors Asset Management, Inc. | 36,280 | 1,145,000 | 0.50% | ||
| 29 | GOLDMAN SACHS GROUP INC | 34,933 | 1,102,000 | 0.49% | ||
| 30 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 31,477 | 993,000 | 0.44% | ||
| 31 | CITIGROUP INC | 28,981 | 915,000 | 0.40% | ||
| 32 | Private Advisor Group, LLC | 28,614 | 903,000 | 0.40% | ||
| 33 | BNP PARIBAS FINANCIAL MARKETS | 24,697 | 779,437 | 0.34% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 23,001 | 726,000 | 0.32% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 22,413 | 707,000 | 0.31% | ||
| 36 | CREDIT SUISSE AG/ | 21,686 | 684,000 | 0.30% | ||
| 37 | NEXT Financial Group, Inc | 18,720 | 591,000 | 0.26% | ||
| 38 | ProVise Management Group, LLC | 16,725 | 528,000 | 0.23% | ||
| 39 | First Allied Advisory Services, Inc. | 15,405 | 485,000 | 0.21% | ||
| 40 | DEUTSCHE BANK AG\ | 14,364 | 453,000 | 0.20% | ||
| 41 | SCOTIA CAPITAL INC. | 13,690 | 432,000 | 0.19% | ||
| 42 | JANE STREET GROUP, LLC | 12,362 | 390,000 | 0.17% | ||
| 43 | Cetera Advisor Networks LLC | 11,983 | 377,000 | 0.17% | ||
| 44 | Investors Capital Advisory Services | 11,550 | 364,000 | 0.16% | ||
| 45 | Brouwer & Janachowski, LLC | 11,150 | 352,000 | 0.15% | ||
| 46 | Janney Montgomery Scott LLC | 10,775 | 340,059 | 0.15% | ||
| 47 | United Asset Strategies, Inc. | 9,600 | 303,000 | 0.13% | ||
| 48 | BHF Kleinwort Benson Group S.A. | 9,000 | 284,000 | 0.13% | ||
| 49 | Plante Moran Financial Advisors, LLC | 7,550 | 238,000 | 0.10% | ||
| 50 | CITADEL ADVISORS LLC | 7,107 | 224,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
