| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,173,030 | 34,265,000 | 14.61% | ||
| 2 | UBS Group AG | 888,593 | 25,956,000 | 11.07% | ||
| 3 | BESSEMER GROUP INC | 865,667 | 25,286,000 | 10.78% | ||
| 4 | Horizon Kinetics LLC | 528,758 | 15,445,000 | 6.58% | ||
| 5 | COHEN & STEERS, INC. | 485,483 | 14,181,000 | 6.05% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 471,496 | 13,776,000 | 5.87% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 429,184 | 12,536,000 | 5.34% | ||
| 8 | Hilton Capital Management, LLC | 412,487 | 12,049,000 | 5.14% | PRN | |
| 9 | ROYAL BANK OF CANADA | 256,457 | 7,491,000 | 3.19% | ||
| 10 | PENN MUTUAL LIFE INSURANCE CO | 253,000 | 7,384,000 | 3.15% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 241,479 | 7,054,000 | 3.01% | ||
| 12 | LPL Financial LLC | 224,747 | 6,572,000 | 2.80% | ||
| 13 | EATON VANCE MANAGEMENT | 167,915 | 4,898,000 | 2.09% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 126,354 | 3,638,000 | 1.55% | ||
| 15 | Invesco Ltd. | 123,830 | 3,617,000 | 1.54% | ||
| 16 | Apriem Advisors | 123,782 | 3,616,000 | 1.54% | ||
| 17 | WELLS FARGO & COMPANY/MN | 101,803 | 2,973,000 | 1.27% | ||
| 18 | CIBC WORLD MARKET INC. | 99,812 | 2,916,000 | 1.24% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 96,525 | 2,822,000 | 1.20% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 78,304 | 2,287,000 | 0.97% | ||
| 21 | Capital Investment Advisors, LLC | 73,382 | 2,143,000 | 0.91% | ||
| 22 | OPPENHEIMER & CO INC | 62,755 | 1,833,000 | 0.78% | ||
| 23 | BB&T SECURITIES, LLC | 62,624 | 1,829,000 | 0.78% | ||
| 24 | DOLIVER ADVISORS, LP | 61,747 | 1,804,000 | 0.77% | ||
| 25 | Trust Asset Management LLC | 60,367 | 1,763,000 | 0.75% | ||
| 26 | Advisors Asset Management, Inc. | 57,431 | 1,678,000 | 0.72% | ||
| 27 | Independent Portfolio Consultants, Inc. | 50,876 | 1,486,000 | 0.63% | ||
| 28 | MARINER INVESTMENT GROUP LLC | 36,400 | 1,063,000 | 0.45% | ||
| 29 | Commonwealth Equity Services, Inc | 35,413 | 1,034,000 | 0.44% | ||
| 30 | MSI Financial Services Inc | 32,268 | 943,000 | 0.40% | ||
| 31 | ProVise Management Group, LLC | 26,152 | 763,000 | 0.33% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 24,957 | 729,000 | 0.31% | ||
| 33 | Investors Capital Advisory Services | 23,630 | 690,000 | 0.29% | ||
| 34 | CREDIT SUISSE AG/ | 23,275 | 680,000 | 0.29% | ||
| 35 | SCOTIA CAPITAL INC. | 22,226 | 641,000 | 0.27% | ||
| 36 | CITIGROUP INC | 20,806 | 608,000 | 0.26% | ||
| 37 | Private Advisor Group, LLC | 18,103 | 529,000 | 0.23% | ||
| 38 | First Allied Advisory Services, Inc. | 17,980 | 526,000 | 0.22% | ||
| 39 | Summit Financial Wealth Advisors, LLC | 17,800 | 519,000 | 0.22% | ||
| 40 | BNP PARIBAS FINANCIAL MARKETS | 16,200 | 473,202 | 0.20% | ||
| 41 | D.A. DAVIDSON & CO. | 13,795 | 402,000 | 0.17% | ||
| 42 | DEUTSCHE BANK AG\ | 13,364 | 390,000 | 0.17% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,707 | 372,000 | 0.16% | ||
| 44 | SYNOVUS FINANCIAL CORP | 10,559 | 309,000 | 0.13% | ||
| 45 | Cetera Advisor Networks LLC | 10,608 | 307,000 | 0.13% | ||
| 46 | BANK OF MONTREAL /CAN/ | 10,000 | 292,000 | 0.12% | ||
| 47 | BHF Kleinwort Benson Group S.A. | 9,000 | 263,000 | 0.11% | ||
| 48 | Janney Montgomery Scott LLC | 8,275 | 241,713 | 0.10% | ||
| 49 | GOLDMAN SACHS GROUP INC | 7,782 | 227,000 | 0.10% | ||
| 50 | United Asset Strategies, Inc. | 7,550 | 221,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
