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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 16 Institutional holders with a total value of $10,080,643.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 41,459 4,462,000 44.26%
2 MORGAN STANLEY 16,338 1,708,000 16.94%
3 WELLS FARGO & COMPANY/MN 13,144 1,375,000 13.64%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,700 910,000 9.03%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,600 899,000 8.92% Call
6 WEDBUSH SECURITIES INC 2,742 287,000 2.85%
7 Virtu KCG Holdings LLC 2,232 233,000 2.31%
8 UBS AG 1,094 114,000 1.13%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 300 31,000 0.31%
10 ROYAL BANK OF CANADA 252 26,000 0.26%
11 AMERICAN INTERNATIONAL GROUP, INC. 140 14,643 0.15%
12 US BANCORP \DE\ 100 10,000 0.10%
13 MANAGED ACCOUNT ADVISORS LLC 51 5,000 0.05%
14 BANK OF AMERICA CORP /DE/ 33 3,000 0.03%
15 Private Advisor Group, LLC 16 2,000 0.02%
16 AMERIPRISE FINANCIAL INC 11 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.