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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 48 Institutional holders with a total value of $128,198,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 226,357 28,138,000 21.95%
2 LPL Financial LLC 132,953 16,771,000 13.08%
3 MORGAN STANLEY 114,642 14,251,000 11.12%
4 WELLS FARGO & COMPANY/MN 77,896 9,683,000 7.55%
5 ENVESTNET ASSET MANAGEMENT INC 58,477 7,269,000 5.67%
6 UBS Group AG 54,566 6,783,000 5.29%
7 CARDAN CAPITAL PARTNERS, LLC 44,078 5,479,000 4.27%
8 Allianz Asset Management GmbH 42,930 5,337,000 4.16%
9 EnTrustPermal Management LLC 37,600 4,675,000 3.65%
10 FMR LLC 34,697 4,309,000 3.36%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,566 4,293,000 3.35%
12 Pension Partners, LLC 31,947 3,967,000 3.09%
13 Brookstone Capital Management 20,724 2,575,000 2.01%
14 NewSquare Capital LLC 18,611 2,314,000 1.81%
15 BB&T SECURITIES, LLC 11,980 1,489,000 1.16%
16 RAYMOND JAMES & ASSOCIATES 10,601 1,318,000 1.03%
17 JANE STREET GROUP, LLC 10,293 1,280,000 1.00%
18 CIBC WORLD MARKET INC. 9,574 1,190,000 0.93%
19 Concert Wealth Management Inc. 9,105 1,125,000 0.88%
20 First Allied Advisory Services, Inc. 6,561 812,000 0.63%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,400 671,000 0.52% Call
22 CITIGROUP INC 4,678 581,000 0.45%
23 MSI Financial Services Inc 3,839 477,000 0.37%
24 AMERICAN INTERNATIONAL GROUP, INC. 3,388 421,000 0.33%
25 ROYAL BANK OF CANADA 3,029 377,000 0.29%
26 Stratos Wealth Partners, LTD. 2,990 372,000 0.29%
27 Cordasco Financial Network 2,690 334,000 0.26%
28 Cambridge Investment Research Advisors, Inc. 2,408 299,000 0.23%
29 FDx Advisors, Inc. 2,339 291,000 0.23%
30 Advisory Services Network, LLC 2,000 249,000 0.19%
31 Private Advisor Group, LLC 1,856 231,000 0.18%
32 USCA RIA LLC 16,285 131,000 0.10%
33 GFS Advisors, LLC 16,285 131,000 0.10%
34 Catalyst Capital Advisors LLC 1,000 124,000 0.10%
35 CUTLER GROUP LLC / CA 900 111,000 0.09%
36 WESTPORT RESOURCES MANAGEMENT INC 779 97,000 0.08%
37 SIGNATUREFD, LLC 659 82,000 0.06%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 488 61,000 0.05%
39 SARGENT BICKHAM LAGUDIS LLC 300 37,000 0.03%
40 NEXT Financial Group, Inc 225 27,000 0.02%
41 BTS Asset Management, Inc. 90 11,000 0.01%
42 BlackRock Finance, Inc. 78 10,000 0.01%
43 St. Johns Investment Management Company, LLC 45 6,000 0.00%
44 Glassman Wealth Services 44 5,000 0.00%
45 CUTLER GROUP LLC / CA 1,000 2,000 0.00% Put
46 Gradient Investments LLC 8 1,000 0.00%
47 IFP ADVISORS, INC 10 1,000 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.