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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $94,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 US BANCORP \DE\ 100 11,000 0.01%
3 Summit Financial Wealth Advisors, LLC 500 56,000 0.06%
4 PNC FINANCIAL SERVICES GROUP, INC. 579 66,000 0.07%
5 AMERICAN INTERNATIONAL GROUP, INC. 657 75,000 0.08%
6 SIGNATUREFD, LLC 1,092 124,000 0.13%
7 ENVESTNET ASSET MANAGEMENT INC 1,421 161,000 0.17%
8 Private Advisor Group, LLC 2,018 229,000 0.24%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,000 340,000 0.36% Put
10 STIFEL FINANCIAL CORP 4,020 455,000 0.48%
11 CITIGROUP INC 4,139 469,000 0.50%
12 Cordasco Financial Network 4,645 526,000 0.56%
13 MSI Financial Services Inc 5,170 586,000 0.62%
14 CIBC WORLD MARKET INC. 6,025 683,000 0.73%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,249 1,388,000 1.48%
16 RAYMOND JAMES & ASSOCIATES 17,891 2,027,000 2.16%
17 NewSquare Capital LLC 21,245 2,407,000 2.56%
18 UBS Group AG 41,008 4,646,000 4.94%
19 MORGAN STANLEY 41,040 4,650,000 4.95%
20 WELLS FARGO & COMPANY/MN 46,570 5,276,000 5.61%
21 LPL Financial LLC 56,182 6,326,000 6.73%
22 ROYAL BANK OF CANADA 64,463 7,304,000 7.77%
23 JANE STREET GROUP, LLC 65,076 7,373,000 7.84%
24 BANK OF AMERICA CORP /DE/ 431,025 48,836,000 51.95%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.