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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 49 Institutional holders with a total value of $322,067,147.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gradient Investments LLC 8 1,000 0.00%
3 IFP ADVISORS, INC 10 1,000 0.00%
4 Transamerica Financial Advisors, LLC 1 1,000 0.00%
5 Creative Planning 25 3,000 0.00%
6 Glassman Wealth Services 44 6,000 0.00%
7 BlackRock Finance, Inc. 78 11,000 0.00%
8 BTS Asset Management, Inc. 90 12,000 0.00%
9 NEXT Financial Group, Inc 225 30,000 0.01%
10 Hudock, Inc. 241 32,000 0.01%
11 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 275 37,000 0.01%
12 NewSquare Capital LLC 320 43,000 0.01%
13 Tower Research Capital LLC (TRC) 408 55,000 0.02%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,090 148,000 0.05%
15 Cordasco Financial Network 1,190 161,000 0.05%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,600 217,000 0.07% Call
17 MSI Financial Services Inc 1,648 223,000 0.07%
18 SIGNATUREFD, LLC 1,646 223,000 0.07%
19 WOLVERINE TRADING LP /BD 17 229,194 0.07% Put
20 WOLVERINE TRADING LP /BD 2,121 285,953 0.09%
21 FDx Advisors, Inc. 2,326 315,000 0.10%
22 STIFEL FINANCIAL CORP 2,606 353,000 0.11%
23 CIBC WORLD MARKET INC. 3,420 463,000 0.14%
24 CITIGROUP INC 4,160 564,000 0.18%
25 CITADEL ADVISORS LLC 4,230 573,000 0.18%
26 Advisory Services Network, LLC 4,632 628,000 0.19%
27 Raymond James Financial Services Advisors, Inc. 4,948 671,000 0.21%
28 Virtu KCG Holdings LLC 5,284 716,000 0.22%
29 Cambridge Investment Research Advisors, Inc. 5,927 803,000 0.25%
30 ADVISOR GROUP, INC. 6,555 885,000 0.27%
31 AMERIPRISE FINANCIAL INC 7,482 1,014,000 0.31%
32 LPL Financial LLC 18,141 2,561,000 0.80%
33 Stratos Wealth Partners, LTD. 20,868 2,828,000 0.88%
34 Pension Partners, LLC 28,716 3,891,000 1.21%
35 ENVESTNET ASSET MANAGEMENT INC 29,158 3,951,000 1.23%
36 BANK OF AMERICA CORP /DE/ 29,948 4,058,000 1.26%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,183 4,632,000 1.44%
38 EnTrustPermal Management LLC 34,200 4,635,000 1.44%
39 FMR LLC 34,697 4,702,000 1.46%
40 UBS Group AG 44,791 6,070,000 1.88%
41 JANE STREET GROUP, LLC 47,176 6,393,000 1.98%
42 CARDAN CAPITAL PARTNERS, LLC 48,847 6,619,000 2.06%
43 Invesco Ltd. 52,953 7,176,000 2.23%
44 WELLS FARGO & COMPANY/MN 58,003 7,860,000 2.44%
45 MORGAN STANLEY 66,887 9,063,000 2.81%
46 BB&T SECURITIES, LLC 80,414 10,896,000 3.38%
47 ROYAL BANK OF CANADA 186,278 25,242,000 7.84%
48 RAYMOND JAMES & ASSOCIATES 311,650 42,232,000 13.11%
49 RiverFront Investment Group, LLC 1,184,815 160,554,000 49.85%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.