| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,288,971 | 15,145,000 | 21.16% | ||
| 2 | BAILLIE GIFFORD & CO | 850,000 | 9,988,000 | 13.96% | ||
| 3 | BESSEMER GROUP INC | 624,800 | 7,341,000 | 10.26% | ||
| 4 | MORGAN STANLEY | 535,096 | 6,287,000 | 8.78% | ||
| 5 | Advisors Asset Management, Inc. | 360,405 | 4,235,000 | 5.92% | ||
| 6 | Invesco Ltd. | 333,049 | 3,913,000 | 5.47% | ||
| 7 | Bain Capital Credit, LP | 246,962 | 2,902,000 | 4.05% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 215,088 | 2,527,000 | 3.53% | ||
| 9 | Round Table Services, LLC | 180,520 | 2,121,000 | 2.96% | ||
| 10 | Trust Asset Management LLC | 167,369 | 2,087,000 | 2.92% | ||
| 11 | Nuveen Asset Management, LLC | 172,000 | 2,021,000 | 2.82% | ||
| 12 | Gradient Investments LLC | 155,376 | 1,826,000 | 2.55% | ||
| 13 | COHEN & STEERS, INC. | 127,218 | 1,495,000 | 2.09% | ||
| 14 | Horizon Kinetics LLC | 123,897 | 1,456,000 | 2.03% | ||
| 15 | Capital Investment Advisors, LLC | 102,732 | 1,207,000 | 1.69% | ||
| 16 | LPL Financial LLC | 92,752 | 1,094,000 | 1.53% | ||
| 17 | Kamunting Street Capital Management, L.P. | 60,168 | 707,000 | 0.99% | ||
| 18 | HUNTINGTON NATIONAL BANK | 54,211 | 637,000 | 0.89% | PRN | |
| 19 | UBS AG | 53,302 | 626,000 | 0.87% | ||
| 20 | BNP PARIBAS FINANCIAL MARKETS | 51,280 | 602,540 | 0.84% | ||
| 21 | AVIANCE CAPITAL MANAGEMENT, LLC | 48,072 | 565,000 | 0.79% | ||
| 22 | NATIONAL PLANNING CORP | 47,700 | 556,000 | 0.78% | ||
| 23 | AMERIPRISE FINANCIAL INC | 33,566 | 394,000 | 0.55% | ||
| 24 | DOLIVER ADVISORS, LP | 30,983 | 364,000 | 0.51% | ||
| 25 | WELLS FARGO & COMPANY/MN | 25,606 | 301,000 | 0.42% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 21,397 | 251,000 | 0.35% | ||
| 27 | WEDBUSH SECURITIES INC | 17,933 | 211,000 | 0.29% | ||
| 28 | Peachtree Investment Advisors, Inc. | 15,000 | 176,000 | 0.25% | ||
| 29 | Commonwealth Equity Services, Inc | 11,839 | 139,000 | 0.19% | ||
| 30 | AQR CAPITAL MANAGEMENT LLC | 11,320 | 133,000 | 0.19% | ||
| 31 | U S GLOBAL INVESTORS INC | 8,000 | 94,000 | 0.13% | ||
| 32 | ROYAL BANK OF CANADA | 5,647 | 66,000 | 0.09% | ||
| 33 | CITIGROUP INC | 2,224 | 26,000 | 0.04% | ||
| 34 | BANK OF MONTREAL /CAN/ | 2,000 | 24,000 | 0.03% | ||
| 35 | MassMutual Private Wealth & Trust, FSB | 2,000 | 23,500 | 0.03% | ||
| 36 | NEW ENGLAND SECURITIES CORP /MA/ | 999 | 12,000 | 0.02% | ||
| 37 | FIFTH THIRD BANCORP | 969 | 11,000 | 0.02% | ||
| 38 | Tower Research Capital LLC (TRC) | 300 | 4,000 | 0.01% | ||
| 39 | Regal Investment Advisors LLC | 200 | 2,000 | 0.00% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 65 | 764 | 0.00% | ||
| 41 | Carroll Financial Associates, Inc. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
