| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,230,000 | 13,346,000 | 13.81% | ||
| 2 | MORGAN STANLEY | 723,321 | 7,848,000 | 8.12% | ||
| 3 | BESSEMER GROUP INC | 687,431 | 7,459,000 | 7.72% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 607,766 | 6,596,000 | 6.82% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 478,209 | 5,189,000 | 5.37% | ||
| 6 | Bain Capital Credit, LP | 400,273 | 4,343,000 | 4.49% | ||
| 7 | Zuckerman Investment Group, LLC | 391,663 | 4,250,000 | 4.40% | ||
| 8 | Advisors Asset Management, Inc. | 383,076 | 4,156,000 | 4.30% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 370,980 | 4,025,000 | 4.16% | ||
| 10 | Invesco Ltd. | 345,548 | 3,749,000 | 3.88% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 329,169 | 3,571,000 | 3.69% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 285,197 | 3,094,000 | 3.20% | ||
| 13 | Gradient Investments LLC | 271,523 | 2,946,000 | 3.05% | ||
| 14 | Trust Asset Management LLC | 256,530 | 2,783,000 | 2.88% | ||
| 15 | COHEN & STEERS, INC. | 243,532 | 2,642,000 | 2.73% | ||
| 16 | RELATIVE VALUE PARTNERS GROUP, LLC | 220,128 | 2,388,000 | 2.47% | ||
| 17 | Capital Investment Advisors, LLC | 186,688 | 2,026,000 | 2.10% | ||
| 18 | Yorktown Management & Research Co Inc | 176,500 | 1,915,000 | 1.98% | ||
| 19 | Round Table Services, LLC | 143,590 | 1,558,000 | 1.61% | ||
| 20 | Nuveen Asset Management, LLC | 129,536 | 1,405,000 | 1.45% | ||
| 21 | LPL Financial LLC | 102,784 | 1,116,000 | 1.15% | ||
| 22 | AQR ARBITRAGE LLC | 91,015 | 988,000 | 1.02% | ||
| 23 | DRW Securities, LLC | 75,550 | 820,000 | 0.85% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 60,710 | 659,000 | 0.68% | ||
| 25 | SG Americas Securities, LLC | 56,537 | 613,000 | 0.63% | ||
| 26 | Horizon Kinetics LLC | 55,229 | 599,000 | 0.62% | ||
| 27 | WESTBOURNE INVESTMENT ADVISORS, INC. | 53,196 | 577,000 | 0.60% | ||
| 28 | HUNTINGTON NATIONAL BANK | 48,690 | 528,000 | 0.55% | PRN | |
| 29 | ROBINSON CAPITAL MANAGEMENT, LLC | 48,163 | 523,000 | 0.54% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 46,878 | 509,000 | 0.53% | ||
| 31 | NATIONAL PLANNING CORP | 44,550 | 462,000 | 0.48% | ||
| 32 | Squarepoint Ops LLC | 39,600 | 430,000 | 0.44% | ||
| 33 | Shaker Financial Services, LLC | 36,611 | 397,000 | 0.41% | ||
| 34 | AMERIPRISE FINANCIAL INC | 32,897 | 357,000 | 0.37% | ||
| 35 | First Allied Advisory Services, Inc. | 32,597 | 351,000 | 0.36% | ||
| 36 | CAXTON CORP | 29,603 | 321,000 | 0.33% | ||
| 37 | DOLIVER ADVISORS, LP | 29,160 | 316,000 | 0.33% | ||
| 38 | Weiss Asset Management LP | 21,336 | 231,000 | 0.24% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,901 | 184,000 | 0.19% | ||
| 40 | Greenwich Wealth Management LLC | 16,612 | 180,000 | 0.19% | ||
| 41 | WEDBUSH SECURITIES INC | 15,178 | 165,000 | 0.17% | ||
| 42 | UBS Group AG | 14,300 | 155,000 | 0.16% | ||
| 43 | Commonwealth Equity Services, Inc | 11,967 | 130,000 | 0.13% | ||
| 44 | Stratos Wealth Partners, LTD. | 11,100 | 120,000 | 0.12% | ||
| 45 | WELLS FARGO & COMPANY/MN | 10,619 | 115,000 | 0.12% | ||
| 46 | U S GLOBAL INVESTORS INC | 87,701 | 88,000 | 0.09% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 8,110 | 87,000 | 0.09% | ||
| 48 | FIFTH THIRD BANCORP | 5,869 | 64,000 | 0.07% | ||
| 49 | IFP ADVISORS, INC | 5,379 | 58,000 | 0.06% | ||
| 50 | ROYAL BANK OF CANADA | 4,414 | 48,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
