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PIONEER FLOATING RATE TR
PIONEER FLOATING RATE TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 52 Institutional holders with a total value of $117,029,612.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 6 0 0.00%
2 ADVISOR GROUP, INC. 65 1,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 341 4,000 0.00%
4 Chicago Partners Investment Group LLC 822 10,000 0.01%
5 West Oak Capital, LLC 1,000 11,800 0.01%
6 MSI Financial Services Inc 1,099 13,000 0.01%
7 WEALTHPLAN PARTNERS, LLC 1,525 17,812 0.02%
8 BANK OF MONTREAL /CAN/ 2,000 24,000 0.02%
9 GENEOS WEALTH MANAGEMENT INC. 3,755 44,000 0.04%
10 IFP ADVISORS, INC 5,744 68,000 0.06%
11 FIFTH THIRD BANCORP 5,869 69,000 0.06%
12 U S GLOBAL INVESTORS INC 8,000 94,000 0.08%
13 PNC FINANCIAL SERVICES GROUP, INC. 8,110 95,000 0.08%
14 Stratos Wealth Partners, LTD. 11,100 131,000 0.11%
15 UBS Group AG 14,579 172,000 0.15%
16 Greenwich Wealth Management LLC 14,537 172,000 0.15%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,785 174,000 0.15%
18 WEDBUSH SECURITIES INC 15,178 179,000 0.15%
19 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 27,017 318,000 0.27%
20 Horizon Kinetics LLC 27,748 327,000 0.28%
21 DOLIVER ADVISORS, LP 28,468 336,000 0.29%
22 Raymond James Financial Services Advisors, Inc. 34,719 410,000 0.35%
23 AMERIPRISE FINANCIAL INC 35,213 416,000 0.36%
24 NATIONAL PLANNING CORP 38,550 444,000 0.38%
25 ZAZOVE ASSOCIATES LLC 47,798 564,000 0.48% PRN
26 ROYAL BANK OF CANADA 57,631 680,000 0.58%
27 Shaker Financial Services, LLC 57,654 680,000 0.58%
28 WESTBOURNE INVESTMENT ADVISORS, INC. 57,896 683,000 0.58%
29 LPL Financial LLC 71,125 831,000 0.71%
30 COMERICA SECURITIES INC 116,073 1,370,000 1.17%
31 Nuveen Asset Management, LLC 122,036 1,440,000 1.23%
32 Capital Investment Advisors, LLC 126,676 1,495,000 1.28%
33 CREDIT SUISSE AG/ 130,400 1,539,000 1.32%
34 Round Table Services, LLC 139,263 1,643,000 1.40%
35 WELLS FARGO & COMPANY/MN 192,311 2,270,000 1.94%
36 Yorktown Management & Research Co Inc 222,451 2,625,000 2.24%
37 RIVERNORTH CAPITAL MANAGEMENT, LLC 235,493 2,779,000 2.37%
38 BANK OF AMERICA CORP /DE/ 237,407 2,801,000 2.39%
39 Bain Capital Credit, LP 237,717 2,805,000 2.40%
40 MARINER INVESTMENT GROUP LLC 280,729 3,313,000 2.83%
41 COHEN & STEERS, INC. 351,544 4,148,000 3.54%
42 Gradient Investments LLC 354,741 4,186,000 3.58%
43 RELATIVE VALUE PARTNERS GROUP, LLC 367,831 4,340,000 3.71%
44 Zuckerman Investment Group, LLC 383,003 4,519,000 3.86%
45 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 474,791 5,603,000 4.79%
46 Camarda Financial Advisors, LLC 521,461 6,153,000 5.26%
47 MORGAN STANLEY 549,272 6,482,000 5.54%
48 Advisors Asset Management, Inc. 550,299 6,494,000 5.55%
49 GUGGENHEIM CAPITAL LLC 626,414 7,392,000 6.32%
50 BESSEMER GROUP INC 657,840 7,763,000 6.63%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.