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PIONEER FLOATING RATE TR
PIONEER FLOATING RATE TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $96,709,276.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PENSERRA CAPITAL MANAGEMENT LLC 352 4,000 0.00%
2 ENVESTNET ASSET MANAGEMENT INC 441 5,000 0.01%
3 Creative Planning 660 8,000 0.01%
4 WATERMARK ASSET MANAGEMENT, INC. 1,390 17,000 0.02%
5 BANK OF MONTREAL /CAN/ 2,000 24,000 0.02%
6 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,364 29,000 0.03%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,367 29,000 0.03%
8 GENEOS WEALTH MANAGEMENT INC. 4,955 60,000 0.06%
9 IFP ADVISORS, INC 5,254 64,000 0.07%
10 FIFTH THIRD BANCORP 5,869 72,000 0.07%
11 ADVISOR GROUP, INC. 7,110 87,000 0.09%
12 U S GLOBAL INVESTORS INC 8,083 99,000 0.10%
13 PNC FINANCIAL SERVICES GROUP, INC. 8,110 99,000 0.10%
14 Stratos Wealth Partners, LTD. 11,100 136,000 0.14%
15 CORIENT CAPITAL PARTNERS, LLC 12,217 149,000 0.15%
16 Greenwich Wealth Management LLC 12,376 151,000 0.16%
17 RAYMOND JAMES & ASSOCIATES 13,262 162,000 0.17%
18 UBS Group AG 13,428 164,000 0.17%
19 WEDBUSH SECURITIES INC 15,678 192,000 0.20%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,802 242,000 0.25%
21 West Oak Capital, LLC 25,800 315,276 0.33%
22 Horizon Kinetics LLC 26,388 322,000 0.33%
23 NATIONAL PLANNING CORP 34,080 421,000 0.44%
24 ZAZOVE ASSOCIATES LLC 47,798 584,000 0.60%
25 WESTBOURNE INVESTMENT ADVISORS, INC. 56,896 695,000 0.72%
26 Raymond James Financial Services Advisors, Inc. 59,977 733,000 0.76%
27 AMERIPRISE FINANCIAL INC 61,258 749,000 0.77%
28 ROYAL BANK OF CANADA 68,454 837,000 0.87%
29 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 72,335 884,000 0.91%
30 LPL Financial LLC 76,453 938,000 0.97%
31 Nuveen Asset Management, LLC 89,036 1,088,000 1.13%
32 Capital Investment Advisors, LLC 89,975 1,099,000 1.14%
33 FLAGSHIP HARBOR ADVISORS, LLC 128,042 1,580,000 1.63%
34 COMERICA SECURITIES INC 141,491 1,729,000 1.79%
35 Yorktown Management & Research Co Inc 169,235 2,068,000 2.14%
36 MORGAN STANLEY 206,879 2,528,000 2.61%
37 BANK OF AMERICA CORP /DE/ 252,895 3,090,000 3.20%
38 RELATIVE VALUE PARTNERS GROUP, LLC 274,644 3,348,000 3.46%
39 WELLS FARGO & COMPANY/MN 283,092 3,459,000 3.58%
40 COHEN & STEERS, INC. 317,486 3,880,000 4.01%
41 Zuckerman Investment Group, LLC 327,644 4,004,000 4.14%
42 Advisors Asset Management, Inc. 341,279 4,170,000 4.31%
43 Gradient Investments LLC 396,798 4,849,000 5.01%
44 Camarda Financial Advisors, LLC 420,566 5,139,000 5.31%
45 BESSEMER GROUP INC 598,946 7,319,000 7.57%
46 GUGGENHEIM CAPITAL LLC 848,338 10,367,000 10.72%
47 Invesco Ltd. 1,113,492 13,607,000 14.07%
48 BAILLIE GIFFORD & CO 1,236,803 15,114,000 15.63%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.