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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 202 Institutional holders with a total value of $1,845,856,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 GROUP ONE TRADING LLC 12,483 337,000 0.02%
152 WEDGE CAPITAL MANAGEMENT L L P/NC 12,325 333,000 0.02%
153 Asset Management One Co., Ltd. 12,428 332,000 0.02%
154 GSA CAPITAL PARTNERS LLP 11,600 314,000 0.02%
155 Neuberger Berman Group LLC 11,626 314,000 0.02%
156 SECURIAN ASSET MANAGEMENT, INC 11,410 308,000 0.02%
157 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 11,308 306,000 0.02%
158 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,122 301,000 0.02%
159 PARADIGM ASSET MANAGEMENT CO LLC 11,030 298,141 0.02%
160 SAC Capital Advisors LP 10,792 292,000 0.02%
161 SG Americas Securities, LLC 10,224 276,000 0.01%
162 CAPSTONE ASSET MANAGEMENT CO 9,827 266,000 0.01%
163 ONTARIO TEACHERS PENSION PLAN BOARD 9,205 249,000 0.01%
164 SHELTON CAPITAL MANAGEMENT 8,974 243,000 0.01%
165 Invictus RG Pte. Ltd. 8,877 240,000 0.01%
166 LPL Financial LLC 8,576 232,000 0.01%
167 UBS AG 8,000 216,000 0.01% Call
168 US BANCORP \DE\ 7,911 214,000 0.01%
169 Crow Point Partners, LLC 7,755 209,000 0.01%
170 OFI Advisors LLC 7,652 207,000 0.01%
171 TOCQUEVILLE ASSET MANAGEMENT L.P. 7,000 189,000 0.01%
172 FIFTH THIRD BANCORP 6,105 165,000 0.01%
173 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,800 157,000 0.01%
174 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 5,100 138,000 0.01%
175 Absolute Return Capital, LLC 4,271 115,000 0.01%
176 TCI Wealth Advisors, Inc. 4,200 114,000 0.01%
177 ETRADE Capital Management LLC 4,181 113,000 0.01%
178 CANADA LIFE ASSURANCE Co 3,705 99,000 0.01%
179 Tortoise Investment Management, LLC 2,934 79,000 0.00%
180 TEACHER RETIREMENT SYSTEM OF TEXAS 2,883 78,000 0.00%
181 Advisors Asset Management, Inc. 2,500 68,000 0.00%
182 Index Management Solutions, LLC 2,395 65,000 0.00%
183 Tower Research Capital LLC (TRC) 1,901 51,000 0.00%
184 Li Winifred I 1,730 47,000 0.00%
185 CREDIT AGRICOLE S A 1,500 41,000 0.00%
186 ROYAL BANK OF CANADA 1,423 38,000 0.00%
187 ICC CAPITAL MANAGEMENT INC/ 1,300 35,000 0.00%
188 Parallax Volatility Advisers, L.P. 1,106 30,000 0.00%
189 Apriem Advisors 750 20,000 0.00%
190 Archford Capital Strategies, LLC 358 9,677 0.00%
191 ENVESTNET ASSET MANAGEMENT INC 326 9,000 0.00%
192 TRUST CO OF VERMONT 312 8,000 0.00%
193 MUFG Americas Holdings Corp 250 7,000 0.00%
194 Creative Planning 250 7,000 0.00%
195 Weaver C. Barksdale & Associates, Inc. 221 6,000 0.00%
196 Gemmer Asset Management LLC 185 5,000 0.00%
197 LADENBURG THALMANN FINANCIAL SERVICES INC. 151 4,000 0.00%
198 BENJAMIN F. EDWARDS & COMPANY, INC. 107 3,000 0.00%
199 NEW ENGLAND SECURITIES CORP /MA/ 67 2,000 0.00%
200 Pinnacle Summer Investments, Inc. 70 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.