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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 209 Institutional holders with a total value of $2,013,957,062.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 BOSTON ADVISORS LLC 14,172 416,000 0.02%
152 Absolute Return Capital, LLC 14,045 412,000 0.02%
153 DEERE & CO 13,925 408,000 0.02%
154 Horizon Investment Services, LLC 13,685 401,000 0.02%
155 PNC FINANCIAL SERVICES GROUP, INC. 12,966 380,000 0.02%
156 ONTARIO TEACHERS PENSION PLAN BOARD 12,890 378,000 0.02%
157 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,400 364,000 0.02%
158 MOODY LYNN & LIEBERSON, LLC 12,374 363,000 0.02%
159 Asset Management One Co., Ltd. 12,428 359,000 0.02%
160 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 11,694 343,000 0.02%
161 SECURIAN ASSET MANAGEMENT, INC 11,160 327,000 0.02%
162 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,075 325,000 0.02%
163 Paloma Partners Management Co 10,408 305,000 0.02%
164 ETRADE Capital Management LLC 9,249 271,000 0.01%
165 SHELTON CAPITAL MANAGEMENT 8,974 263,000 0.01%
166 Neuberger Berman Group LLC 8,956 263,000 0.01%
167 JANE STREET GROUP, LLC 8,505 249,000 0.01%
168 LPL Financial LLC 8,468 248,000 0.01%
169 STIFEL FINANCIAL CORP 8,052 236,000 0.01%
170 HBK INVESTMENTS L P 8,000 235,000 0.01%
171 OFI Advisors LLC 8,018 235,000 0.01%
172 UBS AG 8,000 235,000 0.01% Call
173 US BANCORP \DE\ 7,911 232,000 0.01%
174 MARSHALL WACE, LLP 7,800 229,000 0.01%
175 AMP Capital Investors Ltd 7,794 225,000 0.01%
176 CAPSTONE ASSET MANAGEMENT CO 7,516 220,000 0.01%
177 Crow Point Partners, LLC 7,755 209,000 0.01%
178 Meristem Family Wealth, LLC 7,005 205,000 0.01%
179 TOCQUEVILLE ASSET MANAGEMENT L.P. 7,000 205,000 0.01%
180 Bluefin Trading, LLC 6,500 200,000 0.01%
181 Index Management Solutions, LLC 5,670 166,000 0.01%
182 Advisors Asset Management, Inc. 4,641 136,000 0.01%
183 TCI Wealth Advisors, Inc. 4,200 123,000 0.01%
184 CANADA LIFE ASSURANCE Co 3,705 108,000 0.01%
185 CITADEL ADVISORS LLC 3,239 95,000 0.00%
186 Tower Research Capital LLC (TRC) 3,128 92,000 0.00%
187 Tortoise Investment Management, LLC 2,934 86,000 0.00%
188 TEACHER RETIREMENT SYSTEM OF TEXAS 2,883 85,000 0.00%
189 PEAK6 Group LLC 2,000 59,000 0.00% Put
190 ROYAL BANK OF CANADA 1,886 55,000 0.00%
191 Li Winifred I 1,730 51,000 0.00%
192 ICC CAPITAL MANAGEMENT INC/ 1,300 38,000 0.00%
193 Walleye Trading LLC 1,110 33,000 0.00%
194 Walleye Trading LLC 1,000 29,000 0.00% Call
195 ENVESTNET ASSET MANAGEMENT INC 890 26,000 0.00%
196 Creative Planning 800 23,000 0.00%
197 Apriem Advisors 750 22,000 0.00%
198 Quantbot Technologies LP 700 20,000 0.00%
199 Archford Capital Strategies, LLC 358 10,499 0.00%
200 TRUST CO OF VERMONT 312 9,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.