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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 214 Institutional holders with a total value of $2,027,641,843.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 RQSI Ltd 15,497 459,000 0.02%
152 Nine Chapters Capital Management LLC 15,000 444,000 0.02%
153 PRELUDE CAPITAL MANAGEMENT, LLC 14,643 434,000 0.02%
154 Numeric Investors LLC 14,100 418,000 0.02%
155 DEERE & CO 13,925 413,000 0.02%
156 Paloma Partners Management Co 13,900 412,000 0.02%
157 Horizon Investment Services, LLC 13,262 393,000 0.02%
158 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,400 367,000 0.02%
159 MOODY LYNN & LIEBERSON, LLC 11,930 353,000 0.02%
160 Westover Capital Advisors, LLC 11,161 331,000 0.02%
161 SECURIAN ASSET MANAGEMENT, INC 11,060 328,000 0.02%
162 Princeton Alpha Management LP 10,910 323,000 0.02%
163 BOSTON ADVISORS LLC 10,895 323,000 0.02%
164 STIFEL FINANCIAL CORP 10,819 321,000 0.02%
165 SG Americas Securities, LLC 10,639 315,000 0.02%
166 DALTON GREINER HARTMAN MAHER & CO 10,013 297,000 0.01%
167 GSA CAPITAL PARTNERS LLP 10,010 297,000 0.01%
168 PEAK6 Group LLC 9,500 281,000 0.01% Call
169 Pine River Capital Management L.P. 9,046 268,000 0.01%
170 Trexquant Investment LP 8,600 254,000 0.01%
171 SHELTON CAPITAL MANAGEMENT 8,211 243,000 0.01%
172 LPL Financial LLC 8,168 242,000 0.01%
173 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 8,155 242,000 0.01%
174 BlackRock Finance, Inc. 8,059 238,000 0.01%
175 Walleye Trading LLC 7,802 231,000 0.01%
176 OFI Advisors LLC 7,602 225,000 0.01%
177 PITCAIRN CO 7,271 216,000 0.01%
178 Meristem Family Wealth, LLC 7,005 208,000 0.01%
179 TOCQUEVILLE ASSET MANAGEMENT L.P. 7,000 207,000 0.01%
180 US BANCORP \DE\ 7,002 207,000 0.01%
181 CANADA LIFE ASSURANCE Co 6,605 195,000 0.01%
182 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,068 180,000 0.01%
183 Quantbot Technologies LP 5,681 168,000 0.01%
184 Advisors Asset Management, Inc. 5,083 151,000 0.01%
185 TCI Wealth Advisors, Inc. 3,978 118,000 0.01%
186 Tortoise Investment Management, LLC 2,934 87,000 0.00%
187 TEACHER RETIREMENT SYSTEM OF TEXAS 2,403 71,000 0.00%
188 AMERICAN NATIONAL BANK & TRUST 2,321 69,000 0.00%
189 Tower Research Capital LLC (TRC) 1,984 59,000 0.00%
190 Li Winifred I 1,730 51,000 0.00%
191 VIRTUS CAPITAL ADVISERS, LLC 1,696 50,000 0.00%
192 KBC Group NV 1,400 41,000 0.00%
193 ENVESTNET ASSET MANAGEMENT INC 1,182 35,000 0.00%
194 Creative Planning 1,171 35,000 0.00%
195 AXA S.A. 1,000 30,000 0.00%
196 CENTRAL TRUST Co 603 18,000 0.00%
197 QS Investors, LLC 280 9,000 0.00%
198 TRUST CO OF VERMONT 312 9,000 0.00%
199 MUFG Americas Holdings Corp 250 7,000 0.00%
200 North Star Investment Management Corp. 210 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.