| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,158,347 |
17,618,000 |
48.10% |
|
|
| 2 |
Yakira Capital Management, Inc. |
454,118 |
6,907,000 |
18.86% |
|
SH |
| 3 |
MARINER INVESTMENT GROUP LLC |
374,999 |
5,704,000 |
15.57% |
|
|
| 4 |
B. Riley Wealth Advisors, Inc. |
21,000 |
1,757,000 |
4.80% |
|
|
| 5 |
Thomas J. Herzfeld Advisors, Inc. |
65,346 |
994,000 |
2.71% |
|
|
| 6 |
CSS LLC/IL |
42,914 |
653,000 |
1.78% |
|
|
| 7 |
SG Americas Securities, LLC |
36,139 |
550,000 |
1.50% |
|
|
| 8 |
BNP PARIBAS FINANCIAL MARKETS |
26,483 |
402,806 |
1.10% |
|
|
| 9 |
NATIONAL PLANNING CORP |
25,245 |
388,016 |
1.06% |
|
|
| 10 |
CTC Alternative Strategies, Ltd. |
21,205 |
322,528 |
0.88% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
20,548 |
312,000 |
0.85% |
|
|
| 12 |
Investors Capital Advisory Services |
13,276 |
201,000 |
0.55% |
|
|
| 13 |
CLOUGH CAPITAL PARTNERS L P |
12,800 |
195,000 |
0.53% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
11,725 |
178,000 |
0.49% |
|
|
| 15 |
Camarda Financial Advisors, LLC |
6,857 |
104,000 |
0.28% |
|
|
| 16 |
Creative Planning |
6,224 |
95,000 |
0.26% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,150 |
78,000 |
0.21% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,972 |
45,204 |
0.12% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
2,584 |
39,000 |
0.11% |
|
|
| 20 |
MSI Financial Services Inc |
2,400 |
37,000 |
0.10% |
|
|
| 21 |
MORGAN STANLEY |
2,075 |
32,000 |
0.09% |
|
|
| 22 |
Transamerica Financial Advisors, LLC |
693 |
11,000 |
0.03% |
|
|
| 23 |
FIFTH THIRD BANCORP |
250 |
4,000 |
0.01% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
144 |
2,000 |
0.01% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 26 |
UBS Group AG |
16 |
0 |
0.00% |
|
|
