| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,158,348 |
18,337,000 |
46.94% |
|
|
| 2 |
Yakira Capital Management, Inc. |
435,558 |
6,895,000 |
17.65% |
|
SH |
| 3 |
MARINER INVESTMENT GROUP LLC |
392,725 |
6,217,000 |
15.91% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
273,849 |
4,335,000 |
11.10% |
|
|
| 5 |
WEDBUSH SECURITIES INC |
52,385 |
829,000 |
2.12% |
|
|
| 6 |
CSS LLC/IL |
44,529 |
705,000 |
1.80% |
|
|
| 7 |
JPMORGAN CHASE & CO |
36,858 |
583,000 |
1.49% |
|
|
| 8 |
CLOUGH CAPITAL PARTNERS L P |
19,100 |
302,000 |
0.77% |
|
|
| 9 |
Investors Capital Advisory Services |
13,276 |
210,000 |
0.54% |
|
|
| 10 |
B. Riley Wealth Advisors, Inc. |
11,355 |
180,000 |
0.46% |
|
|
| 11 |
Virtu KCG Holdings LLC |
10,344 |
164,000 |
0.42% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
10,000 |
158,000 |
0.40% |
|
|
| 13 |
Creative Planning |
3,128 |
50,000 |
0.13% |
|
|
| 14 |
MSI Financial Services Inc |
1,900 |
30,000 |
0.08% |
|
|
| 15 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,527 |
24,172 |
0.06% |
|
|
| 16 |
Tower Research Capital LLC (TRC) |
1,193 |
19,000 |
0.05% |
|
|
| 17 |
NEXT Financial Group, Inc |
600 |
9,000 |
0.02% |
|
|
| 18 |
CITIGROUP INC |
482 |
8,000 |
0.02% |
|
|
| 19 |
UBS Group AG |
500 |
8,000 |
0.02% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
144 |
2,000 |
0.01% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
