Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 36 Institutional holders with a total value of $226,223,237.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,037,363 63,403,000 28.03%
2 Clark Capital Management Group, Inc. 732,776 22,804,000 10.08%
3 BB&T SECURITIES, LLC 66,342 20,645,000 9.13%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 570,458 17,753,000 7.85%
5 MORGAN STANLEY 507,743 15,801,000 6.98%
6 ENVESTNET ASSET MANAGEMENT INC 454,137 14,133,000 6.25%
7 BANK OF AMERICA CORP /DE/ 421,773 13,126,000 5.80%
8 SG Americas Securities, LLC 334,716 10,416,000 4.60%
9 RAYMOND JAMES & ASSOCIATES 287,245 8,939,000 3.95%
10 UBS AG 178,491 5,555,000 2.46%
11 Tower Research Capital LLC (TRC) 149,356 4,648,000 2.05%
12 Raymond James Financial Services Advisors, Inc. 121,821 3,791,000 1.68%
13 ROYAL BANK OF CANADA 121,654 3,786,000 1.67%
14 WELLS FARGO & COMPANY/MN 115,430 3,592,000 1.59%
15 LPL Financial LLC 68,794 2,141,000 0.95%
16 SCOTIA CAPITAL INC. 65,089 2,024,000 0.89%
17 Placemark Investments, Inc. 63,003 1,959,000 0.87%
18 Freedom Investment Management, Inc. 45,602 1,419,000 0.63%
19 GOLDMAN SACHS GROUP INC 42,208 1,314,000 0.58%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,025 1,214,000 0.54%
21 Janney Montgomery Scott LLC 34,796 1,082,852 0.48%
22 Friedenthal Financial 33,100 1,030,000 0.46%
23 Virtu Financial LLC 31,178 970,000 0.43%
24 Advisors Preferred, LLC 26,765 832,926 0.37%
25 AMERICAN INTERNATIONAL GROUP, INC. 25,927 806,848 0.36%
26 KMS FINANCIAL SERVICES, INC 19,320 601,000 0.27%
27 CITIGROUP INC 17,988 560,000 0.25%
28 OPPENHEIMER & CO INC 13,099 408,000 0.18%
29 Argentus Capital Management, LLC 10,418 324,000 0.14%
30 Commonwealth Equity Services, Inc 10,270 320,000 0.14%
31 Robert W. Baird & Co. Inc 9,392 292,000 0.13%
32 JFS WEALTH ADVISORS, LLC 9,242 287,611 0.13%
33 TWO SIGMA INVESTMENTS, LP 7,307 227,000 0.10%
34 AMERIPRISE FINANCIAL INC 323 10,000 0.00%
35 BANK OF MONTREAL /CAN/ 250 8,000 0.00%
36 Creative Planning 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.