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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 34 Institutional holders with a total value of $207,042,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 1,271,241 42,294,000 20.43%
2 Clark Capital Management Group, Inc. 1,202,508 40,007,000 19.32%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,175,699 39,116,000 18.89%
4 RiverFront Investment Group, LLC 498,661 16,590,000 8.01%
5 MORGAN STANLEY 368,675 12,266,000 5.92%
6 BANK OF AMERICA CORP /DE/ 240,863 8,014,000 3.87%
7 WELLS FARGO & COMPANY/MN 230,700 7,675,000 3.71%
8 BB&T SECURITIES, LLC 21,515 7,158,000 3.46%
9 ENVESTNET ASSET MANAGEMENT INC 210,064 6,989,000 3.38%
10 MANAGED ACCOUNT ADVISORS LLC 163,846 5,451,000 2.63%
11 Raymond James Financial Services Advisors, Inc. 118,519 3,943,000 1.90%
12 RAYMOND JAMES & ASSOCIATES 81,461 2,710,000 1.31%
13 ROYAL BANK OF CANADA 66,756 2,221,000 1.07%
14 LPL Financial LLC 63,562 2,115,000 1.02%
15 SCOTIA CAPITAL INC. 61,993 2,064,000 1.00%
16 Janney Montgomery Scott LLC 35,997 1,197,620 0.58%
17 Friedenthal Financial 34,894 1,161,000 0.56%
18 Legacy Private Trust Co. 31,726 1,056,000 0.51%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,191 938,000 0.45%
20 GOLDMAN SACHS GROUP INC 24,685 821,000 0.40%
21 Virtu Financial LLC 23,377 778,000 0.38%
22 Placemark Investments, Inc. 17,090 567,000 0.27%
23 CITIGROUP INC 15,289 509,000 0.25%
24 Commonwealth Equity Services, Inc 12,281 409,000 0.20%
25 KMS FINANCIAL SERVICES, INC 11,267 374,000 0.18%
26 Robert W. Baird & Co. Inc 9,394 313,000 0.15%
27 AMERICAN INTERNATIONAL GROUP, INC. 5,566 185,181 0.09%
28 JFS WEALTH ADVISORS, LLC 1,534 51,000 0.02%
29 Waverly Advisors, LLC 657 22,000 0.01%
30 Creative Planning 638 21,000 0.01%
31 AMERIPRISE FINANCIAL INC 323 11,000 0.01%
32 B. Riley Wealth Advisors, Inc. 269 8,950 0.00%
33 NEW ENGLAND SECURITIES CORP /MA/ 182 6,000 0.00%
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 32 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.