| 1 |
Consonance Capital Management LP |
2,232,940 |
13,085,000 |
16.99% |
|
|
| 2 |
GREAT POINT PARTNERS LLC |
2,110,738 |
12,369,000 |
16.06% |
|
|
| 3 |
Visium Asset Management, LP |
2,000,000 |
11,720,000 |
15.22% |
|
|
| 4 |
STONEPINE CAPITAL MANAGEMENT, LLC |
1,417,939 |
8,309,000 |
10.79% |
|
|
| 5 |
PERCEPTIVE ADVISORS LLC |
1,247,312 |
7,310,000 |
9.49% |
|
|
| 6 |
KENNEDY CAPITAL MANAGEMENT LLC |
879,183 |
5,152,000 |
6.69% |
|
|
| 7 |
VANGUARD GROUP INC |
668,800 |
3,919,000 |
5.09% |
|
|
| 8 |
BlackRock Institutional Trust Company, N.A. |
641,654 |
3,760,000 |
4.88% |
|
|
| 9 |
Opus Point Partners Management, LLC |
298,941 |
1,752,000 |
2.28% |
|
|
| 10 |
Avoro Capital Advisors LLC |
275,000 |
1,612,000 |
2.09% |
|
|
| 11 |
PERKINS CAPITAL MANAGEMENT INC |
256,500 |
1,503,000 |
1.95% |
|
|
| 12 |
RENAISSANCE TECHNOLOGIES LLC |
238,246 |
1,396,000 |
1.81% |
|
|
| 13 |
Informed Momentum Co LLC |
191,321 |
1,121,000 |
1.46% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
86,175 |
504,000 |
0.65% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
75,152 |
440,000 |
0.57% |
|
|
| 16 |
ELLINGTON MANAGEMENT GROUP LLC |
63,500 |
372,000 |
0.48% |
|
|
| 17 |
BlackRock Fund Advisors |
55,762 |
327,000 |
0.42% |
|
|
| 18 |
GOLDMAN SACHS GROUP INC |
47,471 |
278,000 |
0.36% |
|
|
| 19 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
43,900 |
257,000 |
0.33% |
|
|
| 20 |
Bank of New York Mellon Corp |
40,935 |
240,000 |
0.31% |
|
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
32,800 |
192,000 |
0.25% |
Call |
|
| 22 |
JANE STREET GROUP, LLC |
32,747 |
192,000 |
0.25% |
|
|
| 23 |
NORTHERN TRUST CORP |
32,617 |
191,000 |
0.25% |
|
|
| 24 |
TFS CAPITAL LLC |
22,765 |
133,000 |
0.17% |
|
|
| 25 |
CITADEL ADVISORS LLC |
20,103 |
118,000 |
0.15% |
|
|
| 26 |
STATE STREET CORP |
18,287 |
107,000 |
0.14% |
|
|
| 27 |
TWO SIGMA SECURITIES, LLC |
16,803 |
98,000 |
0.13% |
|
|
| 28 |
HighTower Advisors, LLC |
16,389 |
96,000 |
0.12% |
|
|
| 29 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,327 |
90,000 |
0.12% |
|
|
| 30 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
14,900 |
87,000 |
0.11% |
Put |
|
| 31 |
SII INVESTMENTS INC/WI |
14,500 |
85,000 |
0.11% |
|
|
| 32 |
GROUP ONE TRADING LLC |
8,784 |
51,000 |
0.07% |
|
|
| 33 |
UBS Group AG |
4,330 |
25,000 |
0.03% |
|
|
| 34 |
FIFTH THIRD BANCORP |
4,326 |
25,000 |
0.03% |
|
|
| 35 |
BlackRock Investment Management, LLC |
4,011 |
24,000 |
0.03% |
|
|
| 36 |
BlackRock Finance, Inc. |
2,800 |
16,000 |
0.02% |
|
|
| 37 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,686 |
15,000 |
0.02% |
|
|
| 38 |
CUTLER GROUP LLC / CA |
1,800 |
10,000 |
0.01% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,644 |
9,000 |
0.01% |
|
|
| 40 |
CUTLER GROUP LLC / CA |
2,300 |
6,000 |
0.01% |
Call |
|
| 41 |
MORGAN STANLEY |
582 |
3,000 |
0.00% |
|
|
| 42 |
CITIGROUP INC |
487 |
3,000 |
0.00% |
|
|
| 43 |
CUTLER GROUP LLC / CA |
8,500 |
1,000 |
0.00% |
Put |
|
| 44 |
Tower Research Capital LLC (TRC) |
200 |
1,000 |
0.00% |
|
|
| 45 |
SONORA INVESTMENT MANAGEMENT, LLC |
200 |
640 |
0.00% |
|
|
| 46 |
WELLS FARGO & COMPANY/MN |
2 |
0 |
0.00% |
|
|
| 47 |
BANK OF AMERICA CORP /DE/ |
49 |
0 |
0.00% |
|
|
| 48 |
INTEGRATED WEALTH MANAGEMENT |
33 |
0 |
0.00% |
|
|
| 49 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18 |
0 |
0.00% |
|
|
| 50 |
WFG Advisors, LP |
1 |
0 |
0.00% |
|
|
