| 1 |
Consonance Capital Management LP |
2,352,940 |
6,071,000 |
20.08% |
|
|
| 2 |
GREAT POINT PARTNERS LLC |
2,086,028 |
5,382,000 |
17.80% |
|
|
| 3 |
Visium Asset Management, LP |
1,662,670 |
4,290,000 |
14.19% |
|
|
| 4 |
STONEPINE CAPITAL MANAGEMENT, LLC |
1,376,887 |
3,552,000 |
11.75% |
|
|
| 5 |
Avoro Capital Advisors LLC |
1,135,120 |
2,929,000 |
9.69% |
|
|
| 6 |
KENNEDY CAPITAL MANAGEMENT LLC |
694,684 |
1,792,000 |
5.93% |
|
|
| 7 |
BlackRock Institutional Trust Company, N.A. |
614,448 |
1,585,000 |
5.24% |
|
|
| 8 |
VANGUARD GROUP INC |
513,768 |
1,326,000 |
4.39% |
|
|
| 9 |
Opus Point Partners Management, LLC |
332,157 |
857,000 |
2.83% |
|
|
| 10 |
PERCEPTIVE ADVISORS LLC |
305,662 |
789,000 |
2.61% |
|
|
| 11 |
PERKINS CAPITAL MANAGEMENT INC |
259,250 |
669,000 |
2.21% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
86,175 |
222,000 |
0.73% |
|
|
| 13 |
RENAISSANCE TECHNOLOGIES LLC |
82,157 |
212,000 |
0.70% |
|
|
| 14 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
43,900 |
113,000 |
0.37% |
|
|
| 15 |
Numeric Investors LLC |
36,200 |
93,000 |
0.31% |
|
|
| 16 |
BlackRock Fund Advisors |
34,773 |
90,000 |
0.30% |
|
|
| 17 |
NORTHERN TRUST CORP |
26,710 |
69,000 |
0.23% |
|
|
| 18 |
GOLDMAN SACHS GROUP INC |
16,903 |
44,000 |
0.15% |
|
|
| 19 |
HighTower Advisors, LLC |
16,389 |
43,000 |
0.14% |
|
|
| 20 |
DEUTSCHE BANK AG\ |
13,123 |
33,000 |
0.11% |
|
|
| 21 |
A.R.T. Advisors, LLC |
10,423 |
26,000 |
0.09% |
|
|
| 22 |
CITADEL ADVISORS LLC |
8,522 |
22,000 |
0.07% |
|
|
| 23 |
BlackRock Investment Management, LLC |
4,244 |
11,000 |
0.04% |
|
|
| 24 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,686 |
7,000 |
0.02% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,679 |
4,000 |
0.01% |
|
|
| 26 |
AUSDAL FINANCIAL PARTNERS, INC. |
1,007 |
3,000 |
0.01% |
|
|
| 27 |
Walleye Trading LLC |
1,200 |
3,000 |
0.01% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18 |
0 |
0.00% |
|
|
| 29 |
Creative Planning |
45 |
0 |
0.00% |
|
|
| 30 |
MORGAN STANLEY |
78 |
0 |
0.00% |
|
|
| 31 |
GLENMEDE TRUST CO NA |
25 |
0 |
0.00% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
49 |
0 |
0.00% |
|
|
| 33 |
ROYAL BANK OF CANADA |
6 |
0 |
0.00% |
|
|
| 34 |
WFG Advisors, LP |
1 |
0 |
0.00% |
|
|
| 35 |
CUTLER GROUP LLC / CA |
300 |
0 |
0.00% |
|
|
| 36 |
CUTLER GROUP LLC / CA |
300 |
0 |
0.00% |
Put |
|
| 37 |
US BANCORP \DE\ |
100 |
0 |
0.00% |
|
|
| 38 |
UBS Group AG |
7 |
0 |
0.00% |
|
|
| 39 |
FIFTH THIRD BANCORP |
16 |
0 |
0.00% |
|
|
| 40 |
INTEGRATED WEALTH MANAGEMENT |
33 |
0 |
0.00% |
|
|
| 41 |
CITIGROUP INC |
120 |
0 |
0.00% |
|
|
