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UBS GROUP AG
UBS GROUP AG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 145 Institutional holders with a total value of $11,602,699,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GEODE CAPITAL MANAGEMENT, LLC 36,806 627,000 0.01%
52 RELIANCE TRUST CO OF DELAWARE 38,978 664,000 0.01%
53 1st Global Advisors, Inc. 39,099 667,000 0.01%
54 GLENMEDE TRUST CO NA 39,846 678,000 0.01%
55 PNC FINANCIAL SERVICES GROUP, INC. 40,886 697,000 0.01%
56 D.A. DAVIDSON & CO. 41,448 706,000 0.01%
57 Aperio Group, LLC 46,765 797,000 0.01%
58 EATON VANCE MANAGEMENT 47,321 807,000 0.01%
59 SOL Capital Management CO 53,300 909,000 0.01%
60 Hansberger Growth Investors, LP 53,780 917,000 0.01%
61 IRON Financial LLC 8,040 1,371,000 0.01%
62 MILLENNIUM MANAGEMENT LLC 85,000 1,405,000 0.01% Call
63 ICC CAPITAL MANAGEMENT INC/ 83,476 1,423,000 0.01%
64 A.R.T. Advisors, LLC 95,249 1,623,000 0.01%
65 BTR CAPITAL MANAGEMENT INC 102,730 1,752,000 0.02%
66 FDx Advisors, Inc. 103,892 1,771,000 0.02%
67 MUFG Americas Holdings Corp 103,925 1,772,000 0.02%
68 EXANE DERIVATIVES 12,855 1,878,492 0.02% Call
69 CNA FINANCIAL CORP 111,275 1,897,000 0.02%
70 LPL Financial LLC 112,934 1,926,000 0.02%
71 B. Riley Wealth Advisors, Inc. 22,194 1,949,000 0.02%
72 TRUIST FINANCIAL CORP 115,132 1,963,000 0.02%
73 ETRADE Capital Management LLC 128,200 2,186,000 0.02%
74 BB&T SECURITIES, LLC 13,018 2,219,000 0.02%
75 BEACH INVESTMENT COUNSEL INC/PA 130,200 2,220,000 0.02%
76 AQR CAPITAL MANAGEMENT LLC 139,200 2,394,000 0.02%
77 NATIXIS ADVISORS, LLC 174,004 2,967,000 0.03%
78 CREDIT SUISSE AG/ 176,220 3,005,000 0.03%
79 SUSQUEHANNA INTERNATIONAL GROUP, LLP 177,535 3,027,000 0.03%
80 STIFEL FINANCIAL CORP 182,858 3,104,000 0.03%
81 BARCLAYS PLC 203,726 3,464,000 0.03%
82 WRIGHT INVESTORS SERVICE INC 207,725 3,542,000 0.03%
83 JANE STREET GROUP, LLC 214,568 3,658,000 0.03%
84 DREMAN VALUE MANAGEMENT, L L C 238,396 4,065,000 0.04%
85 FIRST MERCANTILE TRUST CO 269,633 4,597,000 0.04%
86 MANUFACTURERS LIFE INSURANCE COMPANY, THE 291,842 5,019,000 0.04%
87 Nationwide Fund Advisors 298,230 5,085,000 0.04%
88 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 305,050 5,201,103 0.04%
89 Forward Management, LLC 324,052 5,524,000 0.05%
90 CAPSTONE ASSET MANAGEMENT CO 364,829 6,220,000 0.05%
91 VOYA INVESTMENT MANAGEMENT LLC 445,930 7,669,000 0.07%
92 WESTPAC BANKING CORP 451,449 7,697,205 0.07%
93 RAYMOND JAMES & ASSOCIATES 448,228 7,748,000 0.07%
94 RENAISSANCE TECHNOLOGIES LLC 468,800 7,993,000 0.07%
95 EXANE DERIVATIVES 40,598 9,574,275 0.08% Put
96 Neuberger Berman Group LLC 574,708 9,798,000 0.08%
97 Polar Capital LLP 559,095 10,004,000 0.09%
98 QS Investors, LLC 609,637 10,419,000 0.09%
99 ALLIANCEBERNSTEIN L.P. 641,984 10,946,000 0.09%
100 MILLENNIUM MANAGEMENT LLC 653,997 11,090,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.