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UBS GROUP AG COM
UBS GROUP AG COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 260 Institutional holders with a total value of $20,197,662,942.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORGES BANK 120,451,208 2,348,442,000 11.63%
2 CREDIT SUISSE AG/ 112,423,915 2,177,652,000 10.78%
3 UBS Group AG 105,307,237 2,039,801,000 10.10%
4 VANGUARD GROUP INC 72,068,428 1,395,967,000 6.91%
5 JPMORGAN CHASE & CO 54,689,939 1,059,344,000 5.24%
6 Invesco Ltd. 42,817,639 829,378,000 4.11%
7 FMR LLC 42,724,209 828,335,000 4.10%
8 WELLINGTON MANAGEMENT GROUP LLP 41,842,552 814,034,000 4.03%
9 Zurcher Kantonalbank (Zurich Cantonalbank) 38,259,693 746,083,000 3.69%
10 OppenheimerFunds, Inc. 30,088,433 579,018,000 2.87%
11 Fisher Asset Management, LLC 29,100,560 563,678,000 2.79%
12 FIL Ltd 27,509,301 533,665,000 2.64%
13 DEUTSCHE BANK AG\ 26,332,900 510,065,000 2.53%
14 Allianz Asset Management GmbH 22,352,500 460,986,000 2.28%
15 GOLDMAN SACHS GROUP INC 22,231,394 430,622,000 2.13%
16 STATE STREET CORP 15,783,256 305,721,000 1.51%
17 CREDIT AGRICOLE S A 13,312,984 257,871,000 1.28%
18 PZENA INVESTMENT MANAGEMENT LLC 12,336,997 238,968,000 1.18%
19 AXA S.A. 12,242,749 238,740,000 1.18%
20 RUSSELL FRANK CO/ 11,537,942 227,204,000 1.12%
21 Bank of New York Mellon Corp 10,284,444 199,209,000 0.99%
22 DekaBank Deutsche Girozentrale 8,287,392 163,386,000 0.81%
23 BANK OF AMERICA CORP /DE/ 7,846,383 151,984,000 0.75%
24 PRUDENTIAL PLC 7,541,679 146,082,000 0.72%
25 ALLIANCEBERNSTEIN L.P. 7,685,623 142,338,000 0.70%
26 Global Thematic Partners, LLC 7,344,397 142,259,000 0.70%
27 WELLS FARGO & COMPANY/MN 6,954,507 134,708,000 0.67%
28 FRANKLIN RESOURCES INC 6,228,753 121,343,000 0.60%
29 MORGAN STANLEY 6,167,697 119,467,000 0.59%
30 SCHRODER INVESTMENT MANAGEMENT GROUP 4,979,655 97,203,000 0.48%
31 LANCASTER INVESTMENT MANAGEMENT LLP 5,010,479 97,053,000 0.48%
32 BANK OF MONTREAL /CAN/ 4,808,183 93,135,000 0.46%
33 BRANDES INVESTMENT PARTNERS, LP 4,790,749 92,797,000 0.46%
34 SCHAFER CULLEN CAPITAL MANAGEMENT INC 4,445,430 86,108,000 0.43%
35 STATE OF WISCONSIN INVESTMENT BOARD 4,305,359 83,957,000 0.42%
36 Tradewinds Global Investors, LLC 4,276,224 82,830,000 0.41%
37 NORTHERN TRUST CORP 4,199,265 81,339,000 0.40%
38 ONTARIO TEACHERS PENSION PLAN BOARD 3,469,744 67,662,000 0.33%
39 EDMOND DE ROTHSCHILD HOLDING S.A. 3,441,920 67,510,000 0.33%
40 AVIVA PLC 3,418,940 67,222,000 0.33%
41 Clearbridge Investments, LLC 2,832,091 54,858,000 0.27%
42 AMP Capital Investors Ltd 2,596,639 50,634,000 0.25%
43 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,551,780 49,761,000 0.25%
44 Neuberger Berman Group LLC 2,518,937 48,792,000 0.24%
45 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,316,937 45,181,000 0.22%
46 MACKENZIE FINANCIAL CORP 2,075,665 40,926,000 0.20%
47 EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 1,972,446 38,688,000 0.19%
48 UBS Group AG 1,944,050 37,656,000 0.19% Call
49 THORNBURG INVESTMENT MANAGEMENT INC 1,905,275 36,905,000 0.18%
50 DIMENSIONAL FUND ADVISORS LP 1,896,032 36,726,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.