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UBS GROUP AG COM
UBS GROUP AG COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 145 Institutional holders with a total value of $11,602,699,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORGES BANK 114,662,320 1,972,102,000 17.00%
2 UBS Group AG 98,249,484 1,675,153,000 14.44%
3 FMR LLC 64,914,641 1,112,950,000 9.59%
4 WELLINGTON MANAGEMENT GROUP LLP 44,087,231 755,590,000 6.51%
5 Invesco Ltd. 34,887,555 599,325,000 5.17%
6 JPMORGAN CHASE & CO 33,940,918 578,691,000 4.99%
7 FIL Ltd 30,316,557 521,132,000 4.49%
8 Fisher Asset Management, LLC 24,721,456 421,501,000 3.63%
9 CREDIT AGRICOLE S A 17,904,071 298,817,000 2.58%
10 DEUTSCHE BANK AG\ 17,102,114 291,583,000 2.51%
11 GOLDMAN SACHS GROUP INC 16,856,488 287,402,000 2.48%
12 PZENA INVESTMENT MANAGEMENT LLC 15,718,432 267,999,000 2.31%
13 AXA S.A. 11,864,495 204,060,000 1.76%
14 Bank of New York Mellon Corp 11,155,329 190,197,000 1.64%
15 Zurcher Kantonalbank (Zurich Cantonalbank) 10,184,516 172,247,000 1.48%
16 RUSSELL FRANK CO/ 9,334,795 161,255,000 1.39%
17 WELLS FARGO & COMPANY/MN 8,615,873 146,901,000 1.27%
18 Global Thematic Partners, LLC 8,130,232 138,620,000 1.19%
19 AVIVA PLC 7,892,472 136,185,000 1.17%
20 PRUDENTIAL PLC 6,596,190 112,465,000 0.97%
21 FRANKLIN RESOURCES INC 6,525,547 112,173,000 0.97%
22 Tradewinds Global Investors, LLC 6,476,792 110,429,000 0.95%
23 SCHRODER INVESTMENT MANAGEMENT GROUP 6,261,846 108,195,000 0.93%
24 BRANDES INVESTMENT PARTNERS, LP 6,172,407 105,240,000 0.91%
25 DekaBank Deutsche Girozentrale 5,763,360 100,183,000 0.86%
26 ONTARIO TEACHERS PENSION PLAN BOARD 5,117,449 88,016,000 0.76%
27 NORTHERN TRUST CORP 4,059,893 69,221,000 0.60%
28 MANAGED ACCOUNT ADVISORS LLC 3,725,317 63,516,000 0.55%
29 WHV Investments, Inc. 3,601,364 61,403,000 0.53%
30 STATE OF WISCONSIN INVESTMENT BOARD 3,405,821 58,577,000 0.50%
31 THORNBURG INVESTMENT MANAGEMENT INC 3,110,301 53,031,000 0.46%
32 MORGAN STANLEY 3,088,546 52,658,000 0.45%
33 BANK OF AMERICA CORP /DE/ 2,875,254 49,023,000 0.42%
34 STATE STREET CORP 2,840,091 48,424,000 0.42%
35 Clearbridge Investments, LLC 2,594,325 44,233,000 0.38%
36 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,407,463 41,406,000 0.36%
37 AMP Capital Investors Ltd 1,824,865 31,388,000 0.27%
38 EXANE DERIVATIVES 1,731,016 29,869,871 0.26%
39 ROYAL BANK OF CANADA 1,722,920 29,375,000 0.25%
40 DIMENSIONAL FUND ADVISORS LP 1,671,193 28,494,000 0.25%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,252,226 21,350,000 0.18%
42 CITIGROUP INC 889,125 15,334,000 0.13%
43 CAMBRIDGE TRUST CO 787,379 13,425,000 0.12%
44 Zenit Asset Management AB 770,000 13,159,000 0.11%
45 HSBC HOLDINGS PLC 752,172 12,825,000 0.11%
46 MILLENNIUM MANAGEMENT LLC 653,997 11,090,000 0.10%
47 ALLIANCEBERNSTEIN L.P. 641,984 10,946,000 0.09%
48 QS Investors, LLC 609,637 10,419,000 0.09%
49 Polar Capital LLP 559,095 10,004,000 0.09%
50 Neuberger Berman Group LLC 574,708 9,798,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.