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UBS GROUP AG COM
UBS GROUP AG COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 237 Institutional holders with a total value of $13,437,592,373.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Winslow, Evans & Crocker, Inc. 30 410 0.00%
2 THOMAS WHITE INTERNATIONAL LTD 81 1,000 0.00%
3 Archford Capital Strategies, LLC 120 1,000 0.00%
4 MOTCO 48 1,000 0.00%
5 CUTLER GROUP LLC / CA 4,300 1,000 0.00% Call
6 CITY HOLDING CO 66 1,000 0.00%
7 PROFICIO CAPITAL PARTNERS LLC 87 1,000 0.00%
8 WEALTHPLAN PARTNERS, LLC 119 1,646 0.00%
9 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 150 2,000 0.00%
10 Plante Moran Financial Advisors, LLC 149 2,000 0.00%
11 CUTLER GROUP LLC / CA 10,400 3,000 0.00% Put
12 INTEGRATED WEALTH MANAGEMENT 190 3,000 0.00%
13 PEAK6 Group LLC 200 3,000 0.00% Call
14 Gradient Investments LLC 357 5,000 0.00%
15 Whitnell & Co. 436 6,000 0.00%
16 NEXT Financial Group, Inc 484 7,000 0.00%
17 NISA INVESTMENT ADVISORS, LLC 560 8,000 0.00%
18 BRONFMAN E.L. ROTHSCHILD, L.P. 586 8,000 0.00%
19 Advisory Services Network, LLC 729 10,000 0.00%
20 WESTPORT RESOURCES MANAGEMENT INC 841 11,000 0.00%
21 MSI Financial Services Inc 883 12,000 0.00%
22 Global X Management CO LLC 1,038 14,000 0.00%
23 AMERICAN NATIONAL BANK & TRUST 1,071 15,000 0.00%
24 Winfield Associates, Inc. 1,080 15,000 0.00%
25 ROPES WEALTH ADVISORS LLC 1,100 15,000 0.00%
26 ASSETMARK, INC 1,247 17,000 0.00%
27 Apriem Advisors 1,250 17,000 0.00%
28 CWM, LLC 1,245 17,000 0.00%
29 First Horizon Advisors, Inc. 1,501 20,000 0.00%
30 WFG Advisors, LP 1,606 22,000 0.00%
31 KANALY TRUST CO 1,701 23,000 0.00%
32 THOMPSON DAVIS & CO., INC. 1,740 24,000 0.00%
33 Brandywine Global Investment Management, LLC 1,950 27,000 0.00%
34 LEBENTHAL ASSET MANAGEMENT, LLC 2,000 27,000 0.00%
35 ZIONS BANCORPORATION 2,208 30,000 0.00%
36 CUTLER GROUP LLC / CA 2,403 32,000 0.00%
37 DREMAN VALUE MANAGEMENT, L L C 2,520 34,000 0.00%
38 BESSEMER GROUP INC 2,556 35,000 0.00%
39 J.SAFRA ASSET MANAGEMENT CORP 2,605 35,000 0.00%
40 FNY Managed Accounts LLC 3,000 40,860 0.00%
41 WHITTIER TRUST CO 3,118 42,000 0.00%
42 QUADRANT CAPITAL GROUP LLC 3,716 45,000 0.00%
43 ENTERPRISE FINANCIAL SERVICES CORP 3,467 47,000 0.00%
44 GROUP ONE TRADING LLC 3,693 50,000 0.00%
45 MUFG Americas Holdings Corp 4,086 56,000 0.00%
46 CITIZENS FINANCIAL GROUP INC/DE 4,272 58,000 0.00%
47 HOWE & RUSLING INC 4,355 59,000 0.00%
48 HUNTINGTON NATIONAL BANK 4,633 63,000 0.00%
49 Tower Research Capital LLC (TRC) 5,013 68,000 0.00%
50 BARCLAYS PLC 5,545 76,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.