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UBS GROUP AG
UBS GROUP AG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 267 Institutional holders with a total value of $18,260,243,205.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T INVESTMENT SERVICES, INC. 12 0 0.00%
2 Clal Insurance Enterprises Holdings Ltd 1 0 0.00%
3 CUTLER GROUP LLC / CA 100 0 0.00% Call
4 Winslow, Evans & Crocker, Inc. 30 480 0.00%
5 WFG Advisors, LP 51 1,000 0.00%
6 THOMAS WHITE INTERNATIONAL LTD 81 1,000 0.00%
7 IHT WEALTH MANAGEMENT, LLC 77 1,000 0.00%
8 Archford Capital Strategies, LLC 120 2,000 0.00%
9 HANSEATIC MANAGEMENT SERVICES INC 115 2,000 0.00%
10 COCONUT GROVE BANK 150 2,000 0.00%
11 SRS CAPITAL ADVISORS, INC. 193 3,000 0.00% SH
12 Tower Research Capital LLC (TRC) 241 4,000 0.00%
13 YORKBRIDGE WEALTH PARTNERS, LLC 288 5,000 0.00%
14 CUTLER GROUP LLC / CA 17,500 5,000 0.00% Put
15 LAZARD ASSET MANAGEMENT LLC 492 7,000 0.00%
16 NISA INVESTMENT ADVISORS, LLC 560 9,000 0.00%
17 WESTSIDE INVESTMENT MANAGEMENT, INC. 742 11,494 0.00%
18 MASSEY QUICK SIMON & CO., LLC 829 13,000 0.00%
19 BARCLAYS PLC 800 13,000 0.00% Put
20 PROFICIO CAPITAL PARTNERS LLC 896 15,000 0.00%
21 CWM, LLC 1,000 16,000 0.00%
22 Winfield Associates, Inc. 1,070 17,000 0.00%
23 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,122 17,896 0.00%
24 ROPES WEALTH ADVISORS LLC 1,100 18,000 0.00%
25 TRUST CO OF VERMONT 1,098 18,000 0.00%
26 BELLWETHER INVESTMENT GROUP, LLC 1,198 19,000 0.00%
27 PARALLEL ADVISORS, LLC 1,130 20,000 0.00%
28 ASSETMARK, INC 1,386 22,000 0.00%
29 Apriem Advisors 1,500 24,000 0.00%
30 First Horizon Advisors, Inc. 1,501 24,000 0.00%
31 BRONFMAN E.L. ROTHSCHILD, L.P. 1,674 27,000 0.00%
32 THOMPSON DAVIS & CO., INC. 1,790 29,000 0.00%
33 ZIONS BANCORPORATION 1,885 30,000 0.00%
34 Advisory Services Network, LLC 1,876 30,000 0.00%
35 HUNTINGTON NATIONAL BANK 1,902 30,000 0.00%
36 PEAK6 Group LLC 2,595 41,000 0.00%
37 PEAK6 Group LLC 2,700 43,000 0.00% Call
38 BARCLAYS PLC 3,100 49,000 0.00% Call
39 WHITTIER TRUST CO 3,398 54,000 0.00%
40 ENTERPRISE FINANCIAL SERVICES CORP 3,467 55,000 0.00%
41 BARCLAYS PLC 3,541 56,000 0.00%
42 CITIZENS FINANCIAL GROUP INC/DE 4,001 64,000 0.00%
43 QUADRANT CAPITAL GROUP LLC 4,747 67,000 0.00%
44 HOWE & RUSLING INC 4,355 69,000 0.00%
45 BlackRock Finance, Inc. 4,930 78,000 0.00%
46 Twin Tree Management, LP 5,800 93,000 0.00% Put
47 SIMPLEX TRADING, LLC 6,410 102,000 0.00%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,659 122,000 0.00%
49 JFS WEALTH ADVISORS, LLC 7,789 122,000 0.00%
50 FIRST INTERSTATE BANK 8,865 142,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.