| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 307,779 | 5,414,000 | 30.87% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 135,326 | 2,380,000 | 13.57% | ||
| 3 | UBS Group AG | 117,388 | 2,065,000 | 11.77% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 103,472 | 1,820,000 | 10.38% | ||
| 5 | STIFEL FINANCIAL CORP | 72,100 | 1,268,000 | 7.23% | ||
| 6 | ACG Wealth | 58,647 | 1,032,000 | 5.88% | ||
| 7 | WELLS FARGO & COMPANY/MN | 50,424 | 887,000 | 5.06% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 44,165 | 777,000 | 4.43% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 33,735 | 593,000 | 3.38% | ||
| 10 | Virtu KCG Holdings LLC | 32,831 | 577,000 | 3.29% | ||
| 11 | AMERIPRISE FINANCIAL INC | 12,510 | 220,000 | 1.25% | ||
| 12 | JANE STREET GROUP, LLC | 12,357 | 217,000 | 1.24% | ||
| 13 | WEDBUSH SECURITIES INC | 11,618 | 204,000 | 1.16% | ||
| 14 | Tower Research Capital LLC (TRC) | 4,600 | 81,000 | 0.46% | ||
| 15 | ROYAL BANK OF CANADA | 190 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
