| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,088,945 | 19,417,000 | 38.55% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 312,658 | 5,575,000 | 11.07% | ||
| 3 | UBS Group AG | 228,677 | 4,077,000 | 8.09% | ||
| 4 | Invesco Ltd. | 195,134 | 3,479,000 | 6.91% | ||
| 5 | Karpus Management, Inc. | 186,006 | 3,316,000 | 6.58% | ||
| 6 | 1832 Asset Management L.P. | 177,300 | 3,166,000 | 6.29% | ||
| 7 | WELLS FARGO & COMPANY/MN | 174,021 | 3,103,000 | 6.16% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 113,475 | 2,023,000 | 4.02% | ||
| 9 | STIFEL FINANCIAL CORP | 77,300 | 1,378,000 | 2.74% | ||
| 10 | FIRST TRUST ADVISORS LP | 74,847 | 1,335,000 | 2.65% | ||
| 11 | ACG Wealth | 55,033 | 981,000 | 1.95% | ||
| 12 | DEUTSCHE BANK AG\ | 35,900 | 640,000 | 1.27% | ||
| 13 | Virtu KCG Holdings LLC | 21,285 | 380,000 | 0.75% | ||
| 14 | OPPENHEIMER & CO INC | 18,250 | 325,000 | 0.65% | ||
| 15 | AMERIPRISE FINANCIAL INC | 13,010 | 232,000 | 0.46% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,500 | 205,000 | 0.41% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,831 | 193,000 | 0.38% | ||
| 18 | JANE STREET GROUP, LLC | 10,147 | 181,000 | 0.36% | ||
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,100 | 180,000 | 0.36% | ||
| 20 | SIGNATUREFD, LLC | 6,000 | 107,000 | 0.21% | ||
| 21 | ROYAL BANK OF CANADA | 1,490 | 27,000 | 0.05% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 1,150 | 21,000 | 0.04% | ||
| 23 | SYNOVUS FINANCIAL CORP | 1,000 | 18,000 | 0.04% | ||
| 24 | Creative Planning | 750 | 13,000 | 0.03% | ||
| 25 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
