| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 3,874,996 | 69,246,000 | 38.49% | ||
| 2 | OppenheimerFunds, Inc. | 2,907,814 | 51,963,000 | 28.88% | ||
| 3 | KAYNE ANDERSON CAPITAL ADVISORS LP | 534,630 | 9,554,000 | 5.31% | ||
| 4 | Global X Management CO LLC | 405,312 | 7,243,000 | 4.03% | ||
| 5 | NBW CAPITAL LLC | 335,404 | 5,994,000 | 3.33% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 290,999 | 5,200,000 | 2.89% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 272,406 | 4,866,000 | 2.70% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 220,985 | 3,949,000 | 2.20% | ||
| 9 | Rafferty Asset Management, LLC | 198,373 | 3,545,000 | 1.97% | ||
| 10 | MORGAN STANLEY | 133,739 | 2,390,000 | 1.33% | ||
| 11 | ADVISORY RESEARCH INC | 132,262 | 2,364,000 | 1.31% | ||
| 12 | WealthTrust Axiom LLC | 130,250 | 2,327,000 | 1.29% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 89,900 | 1,652,000 | 0.92% | Put | |
| 14 | Raymond James Financial Services Advisors, Inc. | 85,043 | 1,520,000 | 0.84% | ||
| 15 | Advisors Asset Management, Inc. | 84,837 | 1,516,000 | 0.84% | ||
| 16 | FCA CORP /TX | 73,576 | 1,315,000 | 0.73% | ||
| 17 | CASPIAN CAPITAL LP | 63,993 | 1,144,000 | 0.64% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 53,900 | 991,000 | 0.55% | Call | |
| 19 | BARCLAYS PLC | 41,981 | 714,000 | 0.40% | ||
| 20 | IMA Advisory Services, Inc. | 20,590 | 368,000 | 0.20% | ||
| 21 | RAYMOND JAMES TRUST N.A. | 16,750 | 299,000 | 0.17% | ||
| 22 | WELLS FARGO & COMPANY/MN | 16,282 | 291,000 | 0.16% | ||
| 23 | GSA CAPITAL PARTNERS LLP | 15,000 | 268,000 | 0.15% | ||
| 24 | Virtu KCG Holdings LLC | 11,242 | 201,000 | 0.11% | ||
| 25 | STATE STREET CORP | 11,098 | 198,000 | 0.11% | ||
| 26 | UBS Group AG | 10,444 | 187,000 | 0.10% | ||
| 27 | Spot Trading L.L.C | 7,000 | 125,000 | 0.07% | Call | |
| 28 | DEUTSCHE BANK AG\ | 6,713 | 119,000 | 0.07% | ||
| 29 | Spot Trading L.L.C | 5,000 | 89,000 | 0.05% | Put | |
| 30 | Invesco Ltd. | 3,826 | 68,000 | 0.04% | ||
| 31 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,911 | 52,000 | 0.03% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 2,300 | 41,000 | 0.02% | ||
| 33 | SHARKEY, HOWES & JAVER | 2,172 | 39,000 | 0.02% | ||
| 34 | ROYAL BANK OF CANADA | 1,500 | 27,000 | 0.02% | ||
| 35 | PATHSTONE FAMILY OFFICE, LLC | 1,000 | 18,000 | 0.01% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 9,000 | 0.01% | ||
| 37 | TORTOISE INDEX SOLUTIONS, LLC | 360 | 6,000 | 0.00% | ||
| 38 | BROWN BROTHERS HARRIMAN & CO | 183 | 3,000 | 0.00% | ||
| 39 | CITIGROUP INC | 45 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
