| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 4,330,420 | 54,174,000 | 42.16% | ||
| 2 | OppenheimerFunds, Inc. | 2,908,579 | 36,386,000 | 28.32% | ||
| 3 | Global X Management CO LLC | 403,821 | 5,052,000 | 3.93% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 382,645 | 4,787,000 | 3.73% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 294,563 | 3,683,000 | 2.87% | ||
| 6 | KAYNE ANDERSON CAPITAL ADVISORS LP | 263,757 | 3,299,000 | 2.57% | ||
| 7 | DEUTSCHE BANK AG\ | 226,482 | 2,833,000 | 2.20% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 212,882 | 2,663,000 | 2.07% | ||
| 9 | MORGAN STANLEY | 179,300 | 2,243,000 | 1.75% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 157,950 | 1,976,000 | 1.54% | ||
| 11 | WealthTrust Axiom LLC | 157,700 | 1,972,000 | 1.53% | ||
| 12 | ADVISORY RESEARCH INC | 132,262 | 1,655,000 | 1.29% | ||
| 13 | Advisors Asset Management, Inc. | 128,219 | 1,604,000 | 1.25% | ||
| 14 | FCA CORP /TX | 78,560 | 983,000 | 0.77% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 65,600 | 821,000 | 0.64% | Put | |
| 16 | NBW CAPITAL LLC | 49,734 | 622,000 | 0.48% | ||
| 17 | Vident Investment Advisory, LLC | 47,222 | 591,000 | 0.46% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 47,169 | 590,000 | 0.46% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 41,000 | 513,000 | 0.40% | Call | |
| 20 | BARCLAYS PLC | 37,220 | 446,000 | 0.35% | ||
| 21 | UBS Group AG | 27,461 | 344,000 | 0.27% | ||
| 22 | RAYMOND JAMES TRUST N.A. | 17,460 | 218,000 | 0.17% | ||
| 23 | FRANKLIN RESOURCES INC | 13,000 | 163,000 | 0.13% | ||
| 24 | Carnegie Investment Counsel | 10,000 | 144,000 | 0.11% | ||
| 25 | STATE STREET CORP | 11,259 | 141,000 | 0.11% | ||
| 26 | NORTHERN TRUST CORP | 10,000 | 125,000 | 0.10% | ||
| 27 | Spot Trading L.L.C | 9,000 | 113,000 | 0.09% | Call | |
| 28 | US BANCORP \DE\ | 6,400 | 80,000 | 0.06% | ||
| 29 | Spot Trading L.L.C | 5,000 | 63,000 | 0.05% | Put | |
| 30 | Spot Trading L.L.C | 3,510 | 44,000 | 0.03% | ||
| 31 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,994 | 38,000 | 0.03% | ||
| 32 | WELLS FARGO & COMPANY/MN | 2,961 | 37,000 | 0.03% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 2,300 | 29,000 | 0.02% | ||
| 34 | Tower Research Capital LLC (TRC) | 1,116 | 14,000 | 0.01% | ||
| 35 | SIMPLEX TRADING, LLC | 1,114 | 13,000 | 0.01% | ||
| 36 | PATHSTONE FAMILY OFFICE, LLC | 1,000 | 13,000 | 0.01% | ||
| 37 | Walleye Trading LLC | 600 | 8,000 | 0.01% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 6,000 | 0.00% | ||
| 39 | TORTOISE INDEX SOLUTIONS, LLC | 398 | 5,000 | 0.00% | ||
| 40 | BROWN BROTHERS HARRIMAN & CO | 183 | 2,000 | 0.00% | ||
| 41 | CITIGROUP INC | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
