| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Concert Wealth Management Inc. | 107,315 | 1,115,000 | 43.23% | ||
| 2 | STRID GROUP, LLC | 63,415 | 640,000 | 24.82% | ||
| 3 | Virtu KCG Holdings LLC | 26,380 | 274,000 | 10.62% | ||
| 4 | Cetera Advisor Networks LLC | 19,188 | 197,000 | 7.64% | ||
| 5 | ROYAL BANK OF CANADA | 17,085 | 177,000 | 6.86% | ||
| 6 | LPL Financial LLC | 14,975 | 157,000 | 6.09% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,000 | 10,000 | 0.39% | ||
| 8 | MSI Financial Services Inc | 864 | 9,000 | 0.35% | ||
| 9 | UBS Group AG | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
