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UPLAND SOFTWARE INC
UPLAND SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $9,572,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 297,197 2,348,000 24.53%
2 Alyeska Investment Group, L.P. 234,222 1,850,000 19.33%
3 BlackRock Institutional Trust Company, N.A. 144,335 1,140,000 11.91%
4 Skylands Capital, LLC 110,485 873,000 9.12%
5 MORGAN STANLEY 92,241 729,000 7.62%
6 STEEL GROVE CAPITAL ADVISORS, LLC 86,911 687,000 7.18%
7 VANGUARD GROUP INC 69,461 549,000 5.74%
8 RENAISSANCE TECHNOLOGIES LLC 30,399 240,000 2.51%
9 GEODE CAPITAL MANAGEMENT, LLC 24,082 190,000 1.98%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 22,000 174,000 1.82%
11 WMS Partners, LLC 21,551 170,000 1.78%
12 BlackRock Group LTD 19,822 157,000 1.64%
13 GOLDMAN SACHS GROUP INC 15,134 120,000 1.25%
14 BLAIR WILLIAM & CO/IL 13,125 103,000 1.08%
15 KING LUTHER CAPITAL MANAGEMENT CORP 11,324 89,000 0.93%
16 BlackRock Japan Co. Ltd 5,574 44,000 0.46%
17 DEUTSCHE BANK AG\ 3,299 26,000 0.27%
18 BLACKROCK ADVISORS LLC 3,152 25,000 0.26%
19 UBS Group AG 2,963 23,000 0.24%
20 GILDER GAGNON HOWE & CO LLC 1,650 13,000 0.14%
21 BlackRock Investment Management, LLC 1,197 9,000 0.09%
22 Tower Research Capital LLC (TRC) 776 6,000 0.06%
23 MAGEE THOMSON INVESTMENT PARTNERS LLC 443 4,000 0.04%
24 PRELUDE CAPITAL MANAGEMENT, LLC 400 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.