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UPLAND SOFTWARE INC
UPLAND SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $10,654,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 244,487 2,189,000 20.55%
2 PRECEPT MANAGEMENT LLC 200,000 1,790,000 16.80%
3 Skylands Capital, LLC 148,248 1,327,000 12.46%
4 RENAISSANCE TECHNOLOGIES LLC 113,000 1,011,000 9.49%
5 RAYMOND JAMES & ASSOCIATES 108,586 972,000 9.12%
6 STEEL GROVE CAPITAL ADVISORS, LLC 64,911 581,000 5.45%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 44,000 394,000 3.70%
8 MORGAN STANLEY 42,002 376,000 3.53%
9 GEODE CAPITAL MANAGEMENT, LLC 36,659 328,000 3.08%
10 BANK OF MONTREAL /CAN/ 27,163 256,000 2.40%
11 UBS Group AG 28,020 251,000 2.36%
12 WHITE PINE CAPITAL LLC 22,500 201,000 1.89%
13 Spark Investment Management LLC 16,300 145,000 1.36%
14 DEUTSCHE BANK AG\ 16,153 144,000 1.35%
15 BlackRock Fund Advisors 15,761 141,000 1.32%
16 JACOBS LEVY EQUITY MANAGEMENT, INC 15,304 137,000 1.29%
17 KING LUTHER CAPITAL MANAGEMENT CORP 14,268 128,000 1.20%
18 EMANCIPATION MANAGEMENT LLC 14,146 126,000 1.18%
19 RBF Capital, LLC 11,717 124,000 1.16%
20 WELLS FARGO & COMPANY/MN 1,000 9,000 0.08%
21 BlackRock Investment Management, LLC 1,043 9,000 0.08%
22 Tower Research Capital LLC (TRC) 834 7,000 0.07%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 812 7,000 0.07%
24 GLOBEFLEX CAPITAL L P 122 1,000 0.01%
25 ROYAL BANK OF CANADA 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.