| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | K2 PRINCIPAL FUND, L.P. | 328,150 | 808,000 | 41.63% | ||
| 2 | FIR TREE CAPITAL MANAGEMENT LP | 99,181 | 271,000 | 13.96% | ||
| 3 | AQR ARBITRAGE LLC | 96,200 | 256,000 | 13.19% | ||
| 4 | Bulldog Investors, LLP | 69,996 | 192,000 | 9.89% | ||
| 5 | LUCUS ADVISORS LLC | 66,265 | 181,000 | 9.33% | ||
| 6 | Jefferies Group LLC | 64,441 | 176,000 | 9.07% | ||
| 7 | DEUTSCHE BANK AG\ | 9,788 | 26,000 | 1.34% | ||
| 8 | BASSO CAPITAL MANAGEMENT, L.P. | 9,460 | 25,000 | 1.29% | ||
| 9 | WELLS FARGO & COMPANY/MN | 2,000 | 5,000 | 0.26% | ||
| 10 | Tower Research Capital LLC (TRC) | 240 | 1,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
