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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 10 Institutional holders with a total value of $12,856,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 400,609 9,290,000 72.26%
2 AMERICAN INTERNATIONAL GROUP, INC. 63,133 1,464,000 11.39%
3 LPL Financial LLC 44,452 1,022,000 7.95%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,675 294,000 2.29%
5 CITADEL ADVISORS LLC 11,057 257,000 2.00%
6 JANE STREET GROUP, LLC 10,455 243,000 1.89%
7 CWM, LLC 4,780 111,000 0.86%
8 BANK OF AMERICA CORP /DE/ 3,361 78,000 0.61%
9 MSI Financial Services Inc 2,970 69,000 0.54%
10 UBS Group AG 1,203 28,000 0.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.