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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 10 Institutional holders with a total value of $7,297,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 113,243 2,702,000 37.03%
2 MORGAN STANLEY 93,497 2,231,000 30.57%
3 ADVISOR GROUP, INC. 41,143 982,000 13.46%
4 CITADEL ADVISORS LLC 20,685 494,000 6.77%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,349 366,000 5.02%
6 JANE STREET GROUP, LLC 8,414 201,000 2.75%
7 MSI Financial Services Inc 5,140 123,000 1.69%
8 CWM, LLC 3,580 85,000 1.16%
9 BANK OF AMERICA CORP /DE/ 2,830 68,000 0.93%
10 UBS Group AG 1,870 45,000 0.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.