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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $56,451,864.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 598,198 12,425,000 22.01%
2 MORGAN STANLEY 558,154 11,593,000 20.54%
3 UBS AG 285,606 5,932,000 10.51%
4 Baker Avenue Asset Management, LP 198,591 4,125,000 7.31%
5 WELLS FARGO & COMPANY/MN 194,671 4,044,000 7.16%
6 SG Americas Securities, LLC 141,099 2,931,000 5.19%
7 HighTower Advisors, LLC 138,509 2,877,000 5.10%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,991 1,599,000 2.83%
9 GOLDMAN SACHS GROUP INC 75,001 1,558,000 2.76%
10 JANE STREET GROUP, LLC 66,572 1,383,000 2.45%
11 STIFEL FINANCIAL CORP 46,596 968,000 1.71%
12 WFG Advisors, LP 45,193 939,000 1.66%
13 Virtu KCG Holdings LLC 44,505 924,000 1.64%
14 RAYMOND JAMES & ASSOCIATES 41,994 872,000 1.54%
15 LPL Financial LLC 37,068 757,000 1.34%
16 DEUTSCHE BANK AG\ 22,412 465,000 0.82%
17 SUNTRUST BANKS INC 21,649 449,000 0.80%
18 KMS FINANCIAL SERVICES, INC 20,170 419,000 0.74%
19 ROYAL BANK OF CANADA 18,441 383,000 0.68%
20 Commonwealth Equity Services, Inc 17,752 369,000 0.65%
21 Ironsides Asset Advisors, LLC 13,970 290,000 0.51%
22 AMERICAN INTERNATIONAL GROUP, INC. 12,704 263,864 0.47%
23 Robert W. Baird & Co. Inc 11,762 244,000 0.43% SH
24 Cetera Advisor Networks LLC 11,054 229,000 0.41%
25 CITIGROUP INC 5,700 118,000 0.21%
26 AMERIPRISE FINANCIAL INC 4,365 91,000 0.16%
27 Regal Investment Advisors LLC 2,999 62,000 0.11%
28 Carroll Financial Associates, Inc. 2,425 52,000 0.09%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,490 31,000 0.05%
30 NewSquare Capital LLC 1,139 24,000 0.04%
31 Private Advisor Group, LLC 592 12,000 0.02%
32 Ground Swell Capital, LLC 416 9,000 0.02%
33 MSI Financial Services Inc 320 7,000 0.01%
34 NEW ENGLAND SECURITIES CORP /MA/ 300 6,000 0.01%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 68 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.