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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 29 Institutional holders with a total value of $32,578,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 101,221 5,036,000 15.46%
2 WELLS FARGO & COMPANY/MN 81,551 4,057,000 12.45%
3 RAYMOND JAMES & ASSOCIATES 76,674 3,815,000 11.71%
4 SignalPoint Asset Management, LLC 76,212 3,792,000 11.64%
5 UBS AG 62,580 3,113,000 9.56%
6 BANK OF AMERICA CORP /DE/ 56,279 2,800,000 8.59%
7 LPL Financial LLC 34,164 1,667,000 5.12%
8 JANE STREET GROUP, LLC 29,001 1,443,000 4.43%
9 SG Americas Securities, LLC 27,179 1,352,000 4.15%
10 ROYAL BANK OF CANADA 24,949 1,242,000 3.81%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,070 1,098,000 3.37%
12 ENVESTNET ASSET MANAGEMENT INC 13,419 668,000 2.05%
13 Virtu KCG Holdings LLC 11,064 550,000 1.69%
14 AMERIPRISE FINANCIAL INC 9,142 455,000 1.40%
15 HighTower Advisors, LLC 8,401 418,000 1.28%
16 Commonwealth Equity Services, Inc 4,918 245,000 0.75%
17 Freedom Investment Management, Inc. 4,640 231,000 0.71%
18 GLENMEDE TRUST CO NA 1,847 91,000 0.28%
19 CITIGROUP INC 1,700 85,000 0.26%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,591 79,000 0.24%
21 Tower Research Capital LLC (TRC) 1,575 78,000 0.24%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,465 72,884 0.22%
23 MSI Financial Services Inc 1,345 67,000 0.21%
24 Ground Swell Capital, LLC 831 41,000 0.13%
25 WFG Advisors, LP 604 30,000 0.09%
26 B. Riley Wealth Management, Inc. 505 25,000 0.08%
27 WESTPORT RESOURCES MANAGEMENT INC 418 21,000 0.06%
28 Riggs Asset Managment Co. Inc. 114 6,000 0.02%
29 NEXT Financial Group, Inc 30 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.