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POWERSHARES N/C 6/4/18 46137V530
POWERSHARES N/C 6/4/18 46137V530. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 48 Institutional holders with a total value of $94,571,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 299,615 20,487,000 21.66%
2 BANK OF AMERICA CORP /DE/ 228,132 15,599,000 16.49%
3 UBS AG 155,539 10,636,000 11.25%
4 WELLS FARGO & COMPANY/MN 150,106 10,264,000 10.85%
5 CITIGROUP INC 105,866 7,243,000 7.66%
6 ROYAL BANK OF CANADA 97,077 6,639,000 7.02%
7 HighTower Advisors, LLC 46,069 3,150,000 3.33%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,734 2,719,000 2.88%
9 SG Americas Securities, LLC 38,273 2,619,000 2.77%
10 LPL Financial LLC 31,749 2,128,000 2.25%
11 JANE STREET GROUP, LLC 26,180 1,790,000 1.89%
12 AMERIPRISE FINANCIAL INC 20,058 1,372,000 1.45%
13 STIFEL FINANCIAL CORP 17,971 1,229,000 1.30%
14 AVIANCE CAPITAL MANAGEMENT, LLC 13,909 951,000 1.01%
15 BAROMETER CAPITAL MANAGEMENT INC. 12,700 868,000 0.92%
16 WESTPORT RESOURCES MANAGEMENT INC 10,015 685,000 0.72%
17 DEUTSCHE BANK AG\ 8,639 590,000 0.62%
18 MSI Financial Services Inc 7,255 496,000 0.52%
19 HSBC HOLDINGS PLC 6,870 470,000 0.50%
20 Madden Advisory Services, Inc. 6,615 452,000 0.48%
21 B. Riley Wealth Management, Inc. 6,327 432,000 0.46%
22 BANK HAPOALIM BM 5,688 389,000 0.41%
23 AMERICAN INTERNATIONAL GROUP, INC. 5,547 379,303 0.40%
24 Ironsides Asset Advisors, LLC 5,391 369,000 0.39%
25 BANQUE PICTET & CIE SA 5,015 343,000 0.36%
26 Mathes Company, Inc. 4,457 305,000 0.32%
27 MURPHY CAPITAL MANAGEMENT INC 3,915 267,000 0.28%
28 CIBC WORLD MARKET INC. 3,888 266,000 0.28%
29 JPMORGAN CHASE & CO 3,608 247,000 0.26%
30 Mariner, LLC 3,439 235,000 0.25%
31 Autus Asset Management, LLC 3,290 225,000 0.24%
32 BOKF, NA 2,980 204,000 0.22%
33 Cambridge Investment Research Advisors, Inc. 2,962 203,000 0.21%
34 Creative Planning 1,284 88,000 0.09%
35 WFG Advisors, LP 750 51,000 0.05%
36 Tower Research Capital LLC (TRC) 477 33,000 0.03%
37 First Horizon Advisors, Inc. 485 33,000 0.03%
38 Private Advisor Group, LLC 358 24,000 0.03%
39 US BANCORP \DE\ 250 17,000 0.02%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 235 16,000 0.02%
41 Financial Architects, Inc 225 15,000 0.02%
42 NEXT Financial Group, Inc 200 14,000 0.01%
43 Ground Swell Capital, LLC 100 7,000 0.01%
44 MYCIO WEALTH PARTNERS, LLC 100 7,000 0.01%
45 NEW ENGLAND SECURITIES CORP /MA/ 73 5,000 0.01%
46 Pinnacle Summer Investments, Inc. 75 5,000 0.01%
47 FIFTH THIRD BANCORP 50 3,000 0.00%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 28 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.