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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 50 Institutional holders with a total value of $89,595,333.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 343,655 19,905,000 22.22%
2 MORGAN STANLEY 170,866 9,897,000 11.05%
3 Hoxton Financial, Inc. 124,598 7,217,000 8.06%
4 SignalPoint Asset Management, LLC 92,379 5,351,000 5.97%
5 McKinley Carter Wealth Services, Inc. 80,493 4,662,000 5.20%
6 Financial Management Professionals, Inc. 79,723 4,617,000 5.15%
7 GOLDMAN SACHS GROUP INC 70,388 4,077,000 4.55%
8 WELLS FARGO & COMPANY/MN 68,451 3,965,000 4.43%
9 UBS AG 67,247 3,895,000 4.35%
10 ROYAL BANK OF CANADA 66,016 3,824,000 4.27%
11 OLD NATIONAL BANCORP /IN/ 54,025 3,129,000 3.49%
12 JANE STREET GROUP, LLC 51,224 2,967,000 3.31%
13 RAYMOND JAMES & ASSOCIATES 42,378 2,455,000 2.74%
14 LPL Financial LLC 37,372 2,113,000 2.36%
15 NEW ENGLAND SECURITIES CORP /MA/ 27,941 1,618,000 1.81%
16 SG Americas Securities, LLC 18,359 1,063,000 1.19%
17 Investors Capital Advisory Services 15,823 916,000 1.02%
18 ENVESTNET ASSET MANAGEMENT INC 15,464 896,000 1.00%
19 Virtu KCG Holdings LLC 15,238 882,000 0.98%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,826 858,000 0.96%
21 Creative Planning 10,129 587,000 0.66%
22 MURPHY CAPITAL MANAGEMENT INC 9,209 533,000 0.59%
23 Financial Advisory Group 8,923 517,000 0.58%
24 MSI Financial Services Inc 5,966 346,000 0.39%
25 Robert W. Baird & Co. Inc 5,787 335,000 0.37% SH
26 NEXT Financial Group, Inc 5,375 311,000 0.35%
27 Freedom Investment Management, Inc. 4,929 286,000 0.32%
28 B. Riley Wealth Advisors, Inc. 4,745 275,000 0.31%
29 AMERICAN INTERNATIONAL GROUP, INC. 4,690 271,645 0.30%
30 Commonwealth Equity Services, Inc 4,592 266,000 0.30%
31 AMERIPRISE FINANCIAL INC 4,486 260,000 0.29%
32 CITIGROUP INC 4,394 254,000 0.28%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,358 252,000 0.28%
34 Essex Financial Services, Inc. 4,280 248,000 0.28%
35 AXA S.A. 3,100 180,000 0.20%
36 GLENMEDE TRUST CO NA 1,414 81,000 0.09%
37 WFG Advisors, LP 1,106 64,000 0.07%
38 B. Riley Wealth Management, Inc. 925 53,000 0.06%
39 DEUTSCHE BANK AG\ 700 40,000 0.04%
40 Madden Advisory Services, Inc. 492 28,000 0.03%
41 JNBA Financial Advisors 430 25,000 0.03%
42 Private Advisor Group, LLC 352 20,000 0.02%
43 ASSETMARK, INC 257 15,000 0.02%
44 THRIVENT FINANCIAL FOR LUTHERANS 200 11,000 0.01%
45 Gradient Investments LLC 155 9,000 0.01%
46 Winslow, Evans & Crocker, Inc. 150 8,688 0.01%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 100 6,000 0.01%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 67 4,000 0.00%
49 Regal Investment Advisors LLC 30 2,000 0.00%
50 MassMutual Private Wealth & Trust, FSB 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.