Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 43 Institutional holders with a total value of $90,009,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 318,489 20,769,000 23.07%
2 MORGAN STANLEY 198,530 12,946,000 14.38%
3 Hoxton Financial, Inc. 120,684 7,870,000 8.74%
4 SignalPoint Asset Management, LLC 95,411 6,222,000 6.91%
5 Financial Management Professionals, Inc. 77,849 5,076,000 5.64%
6 McKinley Carter Wealth Services, Inc. 74,827 4,879,000 5.42%
7 GOLDMAN SACHS GROUP INC 69,685 4,544,000 5.05%
8 OLD NATIONAL BANCORP /IN/ 58,388 3,808,000 4.23%
9 WELLS FARGO & COMPANY/MN 56,531 3,687,000 4.10%
10 LPL Financial LLC 45,846 2,990,000 3.32%
11 UBS AG 45,394 2,960,000 3.29%
12 RAYMOND JAMES & ASSOCIATES 41,846 2,729,000 3.03%
13 NEW ENGLAND SECURITIES CORP /MA/ 25,276 1,648,000 1.83%
14 Robert W. Baird & Co. Inc 21,229 1,384,000 1.54%
15 ENVESTNET ASSET MANAGEMENT INC 19,519 1,273,000 1.41%
16 Investors Capital Advisory Services 14,244 928,000 1.03%
17 ROYAL BANK OF CANADA 13,633 889,000 0.99%
18 STIFEL FINANCIAL CORP 12,662 826,000 0.92%
19 MURPHY CAPITAL MANAGEMENT INC 8,719 568,000 0.63%
20 Financial Advisory Group 7,313 477,000 0.53%
21 MSI Financial Services Inc 6,084 397,000 0.44%
22 AMERICAN INTERNATIONAL GROUP, INC. 5,812 379,001 0.42%
23 Creative Planning 5,126 334,000 0.37%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,974 324,000 0.36%
25 Freedom Investment Management, Inc. 4,778 312,000 0.35%
26 B. Riley Wealth Advisors, Inc. 8,990 296,669 0.33%
27 CITIGROUP INC 4,528 296,000 0.33%
28 AMERIPRISE FINANCIAL INC 3,893 257,000 0.29%
29 Commonwealth Equity Services, Inc 3,780 246,000 0.27%
30 Cetera Advisor Networks LLC 3,103 203,000 0.23%
31 AXA S.A. 2,520 164,000 0.18%
32 WFG Advisors, LP 1,106 72,000 0.08%
33 B. Riley Wealth Management, Inc. 925 60,000 0.07%
34 DEUTSCHE BANK AG\ 700 45,000 0.05%
35 Advisors Preferred, LLC 636 41,499 0.05%
36 Madden Advisory Services, Inc. 492 32,000 0.04%
37 JNBA Financial Advisors 430 28,000 0.03%
38 ASSETMARK, INC 209 14,000 0.02%
39 Gradient Investments LLC 155 10,000 0.01%
40 Winslow, Evans & Crocker, Inc. 150 9,782 0.01%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 100 7,000 0.01%
42 Regal Investment Advisors LLC 80 5,000 0.01%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 67 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.