| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 422,716 | 7,423,000 | 50.63% | ||
| 2 | AMERIPRISE FINANCIAL INC | 108,203 | 1,900,000 | 12.96% | ||
| 3 | WELLS FARGO & COMPANY/MN | 92,669 | 1,627,000 | 11.10% | ||
| 4 | D.A. DAVIDSON & CO. | 58,741 | 1,031,000 | 7.03% | ||
| 5 | MORGAN STANLEY | 53,231 | 935,000 | 6.38% | ||
| 6 | UBS Group AG | 31,833 | 559,000 | 3.81% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 24,215 | 425,000 | 2.90% | ||
| 8 | Virtu KCG Holdings LLC | 15,999 | 281,000 | 1.92% | ||
| 9 | WEDBUSH SECURITIES INC | 12,978 | 228,000 | 1.56% | ||
| 10 | ACG Wealth | 12,246 | 215,000 | 1.47% | ||
| 11 | ROYAL BANK OF CANADA | 1,300 | 23,000 | 0.16% | ||
| 12 | CITIGROUP INC | 446 | 8,000 | 0.05% | ||
| 13 | Tower Research Capital LLC (TRC) | 423 | 7,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
