| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 455,620 | 5,502,000 | 46.19% | ||
| 2 | AMERIPRISE FINANCIAL INC | 135,544 | 1,631,000 | 13.69% | ||
| 3 | WELLS FARGO & COMPANY/MN | 112,032 | 1,353,000 | 11.36% | ||
| 4 | DOLIVER ADVISORS, LP | 69,378 | 837,000 | 7.03% | ||
| 5 | UBS Group AG | 59,771 | 721,000 | 6.05% | ||
| 6 | MORGAN STANLEY | 53,374 | 645,000 | 5.42% | ||
| 7 | D.A. DAVIDSON & CO. | 48,979 | 591,000 | 4.96% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 17,659 | 213,000 | 1.79% | ||
| 9 | WEDBUSH SECURITIES INC | 17,367 | 210,000 | 1.76% | ||
| 10 | Virtu KCG Holdings LLC | 11,802 | 142,000 | 1.19% | ||
| 11 | ROYAL BANK OF CANADA | 5,000 | 60,000 | 0.50% | ||
| 12 | CITIGROUP INC | 457 | 6,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
